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Terms for subject Securities containing 事 | all forms
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上市事宜listing matter
上市事宜谅解备忘录修订Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters
上市公司的刑事责任criminal liability of listed company
上市公司董事会行为规范Code of Conduct of Directorate of Listed Company
上市公司董事证券交易的规范守则Model Code for Securities Transactions by Directors of Listed Issuers
上证公用事业指数SSE utilities index
下列事项following particulars
不再受事前协议约束free up
不幸的事、灾祸mishap
不能预测的事lottery
两级制董事会two tier board
中国事务委员会香港期货交易所有限公司Hong Kong Futures Exchange Limited China Affairs Committee
主事人principal
事业收人undertaking revenue
事业部制division system
事件主导型策略event driven strategy
事件引发的违约events triggering default
事件热衷者event fans
事件粉丝event fans
事件驱动型event driven
事件驱动型策略event driven strategy
事件驱动基金event-driven fund
事先协定的回购prearranged repurchase
事先同意prior agreement
事先安排的交易prearranged trading
事先承诺advance commitment
事先披露prior disclosure
事先披露机制predisclosure mechanism
事先收取认购款subscription received in advance
事先条件性ex ante conditionality
银行事先筛选prescreening
事先订立的担保协议pre-existing guarantee
事前交易ex-ante transaction
事前价值ex ante value
事前储蓄ex-ante saving
事前储蓄ex ante savings
事前兼并分析pro forma merger analysis
事前反收购措施pre-offer defense measure
事前试算报表pro forma statement
事务所house
事务部门back office
事后behindhand
事后赔偿或启动基金reactive fund
事后储蓄ex post savings
事后反收购措施post-offer defense measure
事后实得利润ex post realized profit
事后审查after-the-fact-review
事后平衡post-equalization
事后日期的post dated
事后条件性ex post conditionality
事后标准差ex post standard deviation
事后补偿post-equalization
事后解约条件condition subsequent
事后贝塔投资结束后，计算出的资产组合贝塔值ex post Beta
事后阿尔法投资结束后，计算出的资产组合的阿尔法值ex post Alpha
事实上可兑换的货币currency convertible in fact
事实上的信托resulting trust
事实上的公司corporation de facto
事实收人revenue outturn
事实陈述affirmation
事项基金账户segregated account
互任董事职位interlocking directorate
交易事项transaction
交错董事会staggered board
从事involvement
从事商业活动engage in business activity
从事新兴产业的公司emerging company
从事经纪业务brokering
以专业能力行事act in professional capacity
以主事人身份作为交易的一方party to transaction as principal
以当事人身份acting as principal
会计师事务所accounting firm
依法独立承担民事责任bear independently civil liability according to law
保障当事各方的利益safeguarding parties' interests
候补董事alternate director
停止以当事人身份进行的活动cease to act as principal
偶然事件fortuitous event
偶然事故公积金contingency reserve
全国社会保障基金理事会中National Council for Social Security Fund China
公共事业税共同基金tax-managed utility mutual fund
公司内部董事inside director
公司并购律师事务所M&A law firms
公司监事会supervisory committee of company
公司董事协会美National Association of Corporate Directors
公司行为事宜corporate action matters
公司重大事件corporate events
公司间债务事实intercompany liabilities recitals
公用事业公司股份public utility stocks
公用事业分类指数utilities sub-index
公用事业持股公司public utility holding company
公用事业收人债券美utility revenue bond
公用事业股息再投资计划utility dividend reinvestment plan
公用事业股票public utility stocks
公用事业股票平均指数utility average
公用事业证券public utilities security
共事者coagent
内部董事撤换inside directors turnover
冒险行事flyer
军事公债war loans
出现影响公司债券还本付息的重大事件significant events that have influence on corporate bonds'repayment of principal and payment of interest
分支办事处branch office
刑事处罚criminal penalty
刑事诉讼程序criminal procedure
刑事调查机构criminal investigatory body
利益冲突事宜委员会港conflict committee
前端调查事项due diligence issues
副董事长vice-chairman of the board of directors
取消董事资格disqualification of director
受托人关心的事宜fiduciary concerns
受托人理事会board of trustees
受托人董事会trustee council
受薪董事remunerated director
受要约公司董事会通知offeree board circular
合伙董事总经理美国投资银行中的高级职位partner managing director
合格董事qualified director
后事交易ex post transaction
后续事件subsequent event
向政府提交加强上市监管事宜的意见submission to the Government to enhance the regulation of listing
唯一的注册交易董事sole registered dealing director
四大会计师事务所美Big Four
因市场不当行为而需承担的民事责任civil liability for market misconduct
国有企业监事会State-owned Enterprises Regulatory Commission
国有重点大型企业监事会中State-owned Key Large Enterprise Regulatory Commission
国有重点金融机构监事会中State-owned Key Financial Institutions Regulatory Commission
国际盛事基金international events fund
国际证券商理事会International Councils of Securities Dealers
在无触发事件时的执行权力exercise of right without triggering event
外部理事香港联交所理事会lay member
外部董事轮换outside directors turnover
多家兼任董事interlocking director
天竺鼠董事guinea pig director (不参与公司决策和管理的董事)
失责事件event of default
投资失败事件turkey
完全事后清偿full ex-post settling up
审计事务audit matters
审计师应报告事宜matters reportable by auditors
对……声誉产生不良影响的事件incidents attracting adverse publicity to
对账户谨慎行事的责任duty of care to the account
对金融机构经营能力董事会有最后的决定权board of directors' final say on the financial institutions' operating capability
寻购启事offer wanted
尽职调查事项due diligence issues
已成的事实拉fait accomplish
常任董事长full-time chairman
常务副董事长executive vice chairman
常务董事会executive board
1935 年公共事业持股公司法美Public Utility Holding Company Act of 1935
年报事后检验after-action check of annual report
开公投票权征集事宜proxy solicitation disclosures
开创全新事业start a brand new undertaking
异议董事dissident director
引发事件triggering event
引诱他人投资资金的民事责任港civil liability for inducing others to invest money
强化追究证券违规与犯罪的刑事责任intensifying criminal liabilities for securities irregularity and crimes
当事一方one of the parties
当事人principal
当事人对当事人交易principal to principal transaction
当事各方parties involved
当事者party
影响正常证券交易的突发事件sudden event affecting normal securities trade
律师事务所law firm
德国联邦金融事务检察局German Bundesanstalt für Finanzdienstleistungsaufsicht
总办事处principal office
恒生公用事业分类指数Hang Seng Utilities Sub-index
恒生公用事业分类指数期货Hang Seng Utilities Sub-index Futures
意外事件fortuitous event
意外事件与责任contingencies and commitments
意外事件准备金contingent reserve
执行董事会board of managing directors
承担民事责任bearing civil liability
投机性事业speculative venture
投资者事务部investor relations department
披露既往未披露的事情或账目open the kimono
持不同意见的董事dissident director
按股东最佳利益行事in the best interests of shareholders
股东控告董事权right to sue directors
提供虚假信息的刑事责任criminal liability on the provision of false information
收盘后事宜post-closing matter
收购后对目标公司董事会的控制control of target's board after purchase
故事债券发行人必须对投资人详细解释,才能获认同的债券/股票story stock
故事债券story bond
文件当事人parties to documents
普华永道会计师事务所Price Waterhouse Coopers
更换董事会成员recall members of the board of directors
有关违规事件relevant contravention
有效的董事评估机制effective director assessment mechanism
未尽事宜另行通知unsettled issues opening to further notification
未披露的重大事件undisclosed significant events
极重大的出售事项very substantial disposal
民事侵权者tortfeasor
民事的侵权行为者tortfeasor
民事罚款civil money penalty
民事贷款civil loan
求购启事offer wanted
汇票当事人prior party to a bill of exchange
汇票当事人party to a bill/draft
汇票当事方parties to a draft
法国证券事务监察委员会Commission des Operations de Bourse of France
注册董事registered director
活跃的董事active director
涉及事项items covered
澄清事实真相clear the air of fact
照章办事严格按章程办事work to rule
特派员办事处Offices of Specially-Appointed Agents
独立的非执行董事independent non-executive director
独立董事outside director
独立董事自主权autonomy of independent directors
理事council member
理事会board of councilors
理事会下设的审议委员会Review Committee under the Board of Governors
理事会成员council member
瑞典金融事务监管局Sweden Finansinspektionen
监事supervisory director
监事会supervising committee
监事会成员supervisory director
监督管辖事务处对美国证券交易商协会的成员进行监督的政府部门Office of Supervisory Jurisdiction
目标公司的董事target's directors
相互排斥事件mutual exclusive events
票据当事人parties of bill
离任董事outgoing directors
积极参与公司事务的董事active director
突发事件风险event risk
索赔事项咨询委员会advisory board on compensation
紧急事件储备金emergency fund
紧急事件基金emergency fund
紧急事件处理小组emerging issues task force
经纪人事务所brokerage firm
结账后事宜post-closing matter
美国公司董事协会National Association of Corporate Directors
美联储理事会Board of Governors of the Federal Reserve System
董事会与首席执行官的沟通Board-CEO communication
董事会主席chairman of the board of directions
董事会会议记录board minute
董事会会议通知Board Meeting Notifications
董事会全体成员all directorate members
董事会公告directorate announcements
董事会决议board resolution
董事会意见分歧split board
董事会权力条款此款授予董事会权力来决定绝对多数条款是否生效board-out clause
董事会秘书secretary to directorate
董事会秘书directorate secretary
董事会秘书对外公布公司信息secretary to directorate publishing company information
董事会筹委会preparatory board
董事会观点不统一split board
董事会议室boardroom
董事会运作的效率efficiency of directorate operation
董事会领导下的厂长分工负责制system of the director of a factory assuming responsibility under the leadership of the Board of Directors
董事会领导下的厂长负责制factory director responsibility system under the leadership of the board of directors
董事会领导下的总经理负责制president responsibility system under the leadership of the board of directors
董事候选人proposed director
董事名册register of directors
董事名单list of directors
董事声明及承诺declaration and undertaking with regard to directors
董事工资逐一公布one-by-one disclosure of salary of directors
董事应持股份directors' share qualification
董事总经理managing director
董事承诺directors' undertakings
董事报酬directors' remuneration
董事持股变化shareholding change of directors
董事持股机制shareholding mechanism of directors
董事权益directors' interests
董事权益的公示disclosure of directors' interests
董事的责任director responsibility
董事经理补偿D&O indemnification
董事职务directorship
董事股东director shareholder
董事补偿directors' indemnity
董事诚信责任director's fiduciary duty
董事费directors'fee
董事资格股公司董事维持其席位所须持有的股份qualifying shares
董事退职津贴directors' retirement allowance
董事通知directors' notification
董事酬金directors' remuneration
董事长director-general (chairman)
董事长央行行长是 governorpresident
董事长chairman of the board of directions
董事长银行、证券交易所chairman
董事长公告chairman's statement (每年一次给股东大会的报告)
董事高管短线交易公司股票short-term trading by the directors and senior management
虚假董事dummy director
被提名的董事proposed director
规范上市公司董事的交易行为regulate the trading behavior of listed companies' directors
触发事件triggering event
认可的董事accredited director
讨论事项order paper
议事方式/规则rules of deliberation
议事规则deliberation rules
证券交易所处理涉及违反上市规则纪律事宜Settlement of Stock Exchange Disciplinary Matters Involving Listing Rule Breaches
证券交易所理事会board of governors of stock exchange
证券交易理事会日Securities and Exchange Council
证券发售事宜工作小组securities offering issues sub-group
证券和期货事务上诉审裁处港Securities and Futures Appeals Tribunal
证券监管办事处securities regulatory office
证券记事册securities blotter
诉讼事件拉res
诚信行事act in good faith
说明有关债权的事项specify the relevant items of the claim
美国财政部负责货币事务的副部长under Secretary for Monetary Affairs
责任董事responsible director
购买前偶发事件preacquisition contingency
资产负债表公布后事项events subsequent to balance sheet date
资料当事人data subject
越权行事act without jurisdiction
跨国信息披露及会计事宜的第1号工作小组国际证监会组织Working Party 1 on Multinational Disclosure and Accounting IOSCO
身份不公开的事主undisclosed principal
身份不明事主undisclosed principal
轮回制董事会每次更换董事只更换一部分,轮流更换staggered board
轮选制董事会classified board
轮选制董事会staggered board
轻易从事股票投机的人mooch
辞职董事outgoing directors
违约事件event of default
违规事件rule breaches
连锁董事interlocking director
追究刑事责任股市上违法pursuing criminal liability
退休董事outgoing directors
造品牌事件branding event
道・琼斯公用事业平均指数Dow Jones utility average
重大事件material event
重大事实material fact
重大事项material event
金融立法事宜financial legislation
限制董事会行为restriction of board action
限定事项qualification
隐形董事shadow director
隐瞒重大事实conceal major fact
集资事宜issues of pooling
需报告的事项reportable matters
非员工董事non-employee directors
非正常事项exception item
非管辖区内行事act without jurisdiction
香港期货交易所有限公司董事局Board of Hong Kong Futures Exchange Limited
香港联交所外界理事SEHK lay members

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