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Terms for subject Securities containing 非" | all forms
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一般性目标回购general nontargeted repurchases
上市担保债务public unsecured debt
上市担保定期债务public unsecured term debt
上市公司流通股non-floating shares of listed company
上市公司参股上市银行listed companies taking stakes in non-listed bank
与证券上市有关的经营性活动non-operating activities related to the securities listing
授权交易承担责任证券交易中assume responsibility for unauthorized trades
利息收人等劳动所得rente
制裁市场上的法行为crack down on illegal behaviors in market
包庇掩盖法登记covers up an illegal registration
公司的股票尤指金矿股票Kaffirs
兰德金币kruggerrand
证券交易所Kaffirs
向他人转移风险法获利gain illegitimate benefit from shifting risk to others
大宗经常性补贴block capital grant
大股东占用的上市公司的经营性资本listed companies' non-operational capital occupied by major shareholders
意外难假说kick-in-the-pants hypothesis
打击法利用银行贷款进行证券投机crackdown on illegal bank Ioans used for securities speculation
收取金钱利益的做法soft dollar practice
是或选择yes or no decision
有意胡作wilful misconduct
活期担保放款demand loan unsecured
流动交易股floating nontradable share
流通的担保认购权证outstanding non-collateralized warrants
流通股与流通股分置splitting of tradable and non-tradable shares
流通股与流通股股权分置问题issue of non-tradable and tradable classes of equity
生产正式定额bogey
用于生产目的的固定资产fixed assets for non-production purposes
累积正常回报/收益cumulative abnormal return
累积/累积优先股cumulative/noncumulative preferred stock
货币国家化denationalization of money
资本常损失incidental capital loss
上市交易unlisted trading
上市交易权unlisted trading privileges
上市企业non-public enterprise
上市企业closely-held firm
上市企业closed corporation
上市公众公司non-listed public company
上市公司non-public company
上市公司unquoted company
上市公司unlisted company
上市公司non-listed company
上市发行unquoted issue
上市可交易股份trading only stock
上市国债non-tradable bond
上市有限公司证券limited company unquoted on stock exchange
上市私营企业closely-held private company
上市股发行non-public shares issuance
上市股本private equity
上市股票unlisted share
上市股票unquoted equity
上市股票unlisted equity
上市股票公开发行公司non-listed public company
上市证券outside security
上市证券non-listed security
上市证券交易over the counter
上市证券市场unlisted securities market
上市证券市场unlisted market
上市证券投资unlisted investment
上市证券组成的一个独立的市场discontinuous market
上市资产unquoted assets
上市资产unlisted assets
上市零售结构性产品unlisted retail structured products
不动产信托投资Non-REIT
不动产信托投资合作伙伴Non-REIT partners
不动产信托投资实体Non-REIT entity
不动产信托投资所有者Non-REIT owners
不动产信托股票Non-REIT stocks
不动产债务non-real-estate debt
专家经纪商报价no book
专用贷款non-purpose loan
专项贷款non-purpose loan
东道主投资者non-host investors
个人担保impersonal entity
中介债务市场non-intermediated debt market
中介化disintermediate
主要市场fringe market
主要投资者fringe player
争论性陈述non-contravention representation
人民币交割期货远期non-deliverable future forward
交割的远期合约non-deliverable forward
交易所自动交易系统non-exchange automated trading system
交易日non-business day
交易服务如,技术服务non-trading services as technology
交易的non-tradable
优先借贷工具subordinated debt instrument
优先偿还债务费用subordination fee
优先发行junior issue
优先抵押融资secondary financing
优先级junior
优先股junior stock
优先股junior equity
优先证券junior security
优惠条件unfavorable terms
优惠条件的non-concessional
优惠票据non-prime bill
会员股票经纪人stag
传统型投资non-traditional investment
使用价值nominal value
供款优先股non-contributory preference stock
保证金的unmarginable
借款计划负债liabilities of underfunded plans
借贷型员工持股计划non-leveraged ESOPs (employee stock ownership plans)
债务indebitum
做市商报价no book
偿债的nonrefundable
全权账户limited discretionary account
公共目的市政债券private purpose municipal bond
公平交易arm in arm dealing
公开上市公司private company
公开上市股private company share
证券公开发行private offering
公开发行non-public issuance
公开听证private hearings
公开投标non-competitive bid
公开的形式private basis
公开股价敏感信息non-public price sensitive information
公开谴责private reprimand
公开销售证券letter security
共同诉讼non-joiner
关联业务应 税收入unrelated business taxable income
兼职身份single capacity
内地恒指成分股香港证券交易市场中Non-Mainland HSI constituent stocks
内幕交易人消息的获得者/使用者non-insider tippee
再生性资产non-reproducible assets
减让条件的non-concessional
分期贷款non-installment credit
分配储备non-distributable reserve
划线支票open check/cheque
利息收人non-interest income
利润分红bogus dividend
包销发行best effort selling
单位负债non-unit liability
即时信息delayed data
参与性公司债券non-participating bond
参与性股份non-participating stock
参与性股票英国non-participating share
发行股票non-issuance of stock certificate
发行路演non-deal road show
变现抵押品illiquid collateral
变现抵押品扣减率illiquid collateral haircut
合格投资者未达到美国证券交易委员会规则 D 净资产要求的投资者non-accredited investors
合理疑点beyond reasonable doubt
员工董事non-employee directors
周期性secular
周期的non-periodic
周期的non-cyclic
周期股non-cyclical stock
商业性合伙企业non-trading partnership
场内股票counter share
多样化管理的公司non-diversified management company
套利期权定价模型arbitrage free option pricing models
存款债务non-deposit liability
完美市场imperfect market
定期付款汇票draft payable at uncertain date
定期特许revocable franchise
定额open end
定额抵押open mortgage
定额抵押债券open mortgage bond
定额的open-end
实体化dematerialize (以电子记账方式代替实物证券)
实物化股份制度dematerialization
实物损失non-physical loss
实物方式dematerialized form
客户委托证券公司内部人士如经理、董事等自己账户的委托non-client order
客户指令non-client order
居民保证书non-resident affidavit
居民投资基金non-resident-owned NRO fund
居民注册的公司non-resident corporation
市场价高于或低于市场现行价格away from market
市场发行证券outside bonds
市场正常交易arm in arm dealing
市场索求non-marketed claims
常可转换证券broken convertible (收益率高于不可转换证券的可转换证券)
常措施exception measure
常收人extraordinary revenue
常收人extraordinary income
常时期货币emergency currency
常注销extraordinary write-offs
常重大收购very significant acquisition
常项目之前的收人income before extra items
常项目外的每股年盈利annual earnings per share excluding extraordinary items
平价no par value (NPV)
应计的unaccrued
应计资产non-accrual asset
弹性费用inflexible expenses
强制回购保障soft call protection
强制赎回条款soft call provision
循环股non-cyclical stock
所愿的资本流人undesired capital inflow
所有性权益non-possessory interest
所有权权益non-possessory interest
所有者non-owners
所有者占有、对抗占有adverse possession
承保资产non-admitted assets
承销的欧元商业票据non-underwriting Euro commercial paper
投人优先股non-contributory preference stock
投机性的non speculative
投资等级的债券non-investment grade
投资级别债券信用评级的 BBB 级之下的债券non-investment-grade bonds
投资级别部分non-investment-grade tranches
投资级证券non-investment-grade security
报酬性认股期权non-compensatory stock option
抵押的unencumbered
抵押融通汇票accommodation bill of exchange without mortgage
持续的non-persistent
持续经营discontinued operation
持续经营市场discontinued market
挂牌股本unquoted equity
指数债券non-indexed bond
指数股票掉期non-index equity swap
指明交易所non-specified exchange
授权信托non-discretionary trust
授权的集体投资计划non-authorized collective investment scheme
排他性的non-exclusive
控股公司uncontrolled company
政府的独立法定组织non-governmental statutory body
政府目的债券nongovernment purpose bond
故意损失involuntary loss
故意造成的错误inadvertent error
整手交易指令round-lot-plus order
整期日cock date (完成交易日期,应计息天数不是整个期段如半年、一年,而是任意一天,这样的任意一天就叫"非整期日")
明文条款implied term
最佳报价对投资者讲,交易商报价一般不是最佳价格away from me
期权的non-optional
期货经纪公司non-futures brokerage company
债券市场all your market
本土offshore
本地固定投资额non-residential fixed investment
本地投资基金non-resident-owned NRO fund
本地投资者non-resident investor
本期负债non-current liability
本期资产non-current assets
机构信贷non-institutionalized credit
机构抵押保险private mortgage insurance (PMI)
机构股non-institutional shares
机构转递证券private pass through
权重指数unweighted index
杠杆型员工持股计划non-leveraged ESOPs (employee stock ownership plans)
杠杆应得回报unleveraged required return
杠杆税收债券unleveraged tax bond
杠杆股本成本unleveraged cost of equity
杠杆计划unleveraged program
杠杆贝塔系数unleveraged beta
杠杆负债unleveraged liability
标准交易日odd date
标准无保留审计意见non-standard unqualified auditor's opinions
标准无保留审计意见modified audit opinion
标准期权non-standard options
标准认股证exotic warrant
核心存款non-core deposit
横向兼并non-horizontal mergers
次级债务senior debt
正常事项exception item
正常交易中可疑的证券账户securities account suspicious of abnormal trading
监管机构采取的正常交易特别暂停措施special suspensions to abnormal trading
正常交易行为abnormal trading behavior
正常定价pricing anomaly
正常收益曲线abnormal yield curve
正常途径back door
正常错误abnormal error
正式咨询soft consultation
当正式市场关闭后正式商品市场发生的交易kerb dealing
正式招股章程red herring
正式签注irregular indorsement
正当分配irregular allotment
正当影响undue influence
正当解雇wrongly dismiss
歧视性待遇的non-discriminatory
歧视性毒丸反收购防御计划,该计划不惩罚超过一定持股限制的收购者,它包括 (flip-over) 向外生效条款、优先股计划和向内生效条款 (flip-in),允许对所有股票以现金收购non-discriminatory poison pill
法业务illegal business
法交易所bucket shop
法交易链交易daisy chaining
法代价illegal consideration
法使用资金usurpation of funds
法侵人illegal encroachment
法倒汇illegal acquisition of foreign exchange
法典当unlawful pawning
法分红illegal dividend
法卖空unauthorized short selling
法卖空活动illegal short selling
法卖空证券uncovered short selling
法发行股票illegal stock issuance
法合同unlawful contract
法外币汇款illegal remittance of foreign exchange
法外汇交易illegal trading in foreign exchange
法套汇illegal purchase of foreign exchange
法存放parking violation
法定的non-stationary
法定的小额货币facultative money
法定的收购方式non-statutory acquisition techniques
法定股票期权non qualified stock option
法定股选择non-statutory stock option
法定规则non-statutory rules
法对外担保illegal outward guarantee
法当押unlawful pawning
法投资non-legal investment
法投资证券non-legals
法担保illegal guarantee
法提高股价ballooning
法收人unlawful income
法收益illegal income
法洗净的钱good funds
法经营wild operation
法经营illegal business
法经营的银行wildcat bank
法经营证券业务illegal securities business operation
法经营银行业务wildcat banking
法股利illegal dividend
法股票wildcat stock
法股票发行illicit stock issues
法行为illegal conduct
法账户ineligible account
法隐匿违规让第三者投资或持股parking violation
法集资illegal fund raising
法集资illegal financing
股票结算流动体制immobilization
流动性illiquidity
流动性收支账目below-the-line account
流动性资产non-liquid assets
流动性资产illiquid asset
流动股份制度system of immobilization
流动资金illiquid funds
流通债券non-tradable bond
流通原始股original non-floating shares
流通国有股non-tradable state share
流通存单non-negotiable certificate of deposit
流通性支票non-negotiable check
流通期票non-manufacturing note
流通的non-tradable
流通票据non-negotiable instrument
流通股出售non-tradable share-sale
流通股改革non-tradable share reform
流通股股东non-tradable shareholder
流通股股东holder of non-floating shares
流通股转换成流通股计划share conversion program
流通证券non-negotiable securities
流通资产non-current assets
清算分配non-liquidating distribution
清算所交易两个持有反向交易单的经纪人无需通过清算所而完成的交易ex-clearing house
滚动信用证non-revolving letter of credit
特定交易所non-specified exchange
特定服务non-customary service
现场检查offsite review
现场稽查offsite surveillance
现金除现金外的任何金融工具non-cash
现金代价consideration other than cash
现金分类账non-cash entry
现金利息的pay-in-kind
现金取得的资产assets acquired for non cash assets
现金对价non-cash consideration
现金投资illiquid investment
现金投资所得的资产non-cash acquisition
现金担保品illiquid collateral
现金担保品扣减率illiquid collateral haircut
现金收人non-cash income
现金收购non-cash acquisition
现金收购子公司non-cash acquisition of subsidiary
现金收费non-cash charges
现金激励non-cash incentive
现金结算settlement through account
现金股票发行non-cash issuance of stock
现金项目non-cash entry
理性兴旺irrational exuberance (处处情绪亢奋的股市充满了泡沫)
理性投资行为irrational investment behaviors
理性的价格上涨irrational price increase
生产性目的的投资investment for nonproductive purposes
生产用资产non-productive assets
生存性不动产信托投资non-surviving REIT
用于分配的资本储备non-distributable capital reserve
用户non-user
登记债券letter bond
登记股票letter stock
登记证券letter security
盈利公司non-profit corporation
盈利安排no-profit arrangement
盈利的non-profit
监管措施non-regulatory measure
破产证明书non-bankruptcy certificate
确定报价non-firm offer
票面价值no par value (NPV)
竞争条款non-contestability clause
竞价投标non-competitive tender
竞价投标non-competitive bid
管理层股东non-management shareholders
管辖区内行事act without jurisdiction
累积加息股non-cumulative stock
累积参与优先股non-cumulative participating preferred stock
累积可赎回优先股non-cumulative redeemable preference share
累积循环信用证revolving non-cumulative credit
累积投票non-cumulative voting
线性动态模型nonlinear dynamic models
线性策划non-linear programming
经常性费用incidental expense
经常收益occasional earnings
经常资助金capital subvention
经常项目one-off item
经济合作及发展组织国家的证券市场non-OECD stock market
经营性公司non-operating company
经营性收人non-operating revenue
经营性收人sundry income
经营性收人non-operating income
经营性现金流non-operating cash flows
经营性现金账户sundry cash account
经营性的控股公司non-operating holding company
经营性负债sundry liabilities
经营性财产non-operating property
经营性资产non-operating asset
经营性资产sundry assets
经营性资产non-business property
经营性资本non-operational capital
经营性资金占用non-operational capital occupation
经营用固定资产购置sundry fixed assets acquisition
经营费用即期支付sundry payments
经许可的卖空unauthorized short selling
结算会员non-clearing member
结算参与者non-clearing participant
结算期权交易参与者non-clearing options trading participant
结算银行non-settling bank
网上发行offline issuance
网上认购offline share subscription
网上配售offline placement
股东non-owners
股东权益变化表statement of non-owner movement in equity
股份金融公司non-stock money corporation
股指成分公司non-constituent company
股指成分证券non-constituent securities
股本关联企业债券none equity-linked corporate bonds
股本期权non-equity option
股权方式non-ownership
营业收人non-operating income
营业收人non-business income
营业资金营业化大股东占用上市公司资金的手段operationalized non-operational capital
营运贷款non-performing loan
营运资产non-performing asset
融资清偿nonrefundable
补贴利率平价uncovered interest parity
规则产品irregulars
认可的交易商unauthorized dealer
认可负债non-ranking liability
认可资产non-admitted assets
认可银行unauthorized bank
认同债券non-assented security
记名总账impersonal ledger
记名承兑acceptance in blank ledger
记名收款人impersonal payee
记名股票证券share warrant to bearer
记名证券impersonal security
记名账户impersonal account
证书股份non-certificated share
证券经纪人non-securities broker
证券财产投资安排investment arrangement in relation to property other than securities
诉讼复函no-action letter
证券交易所开的 诉讼行为证书no-action letter
谋利企业non-stack company
豁免non-exempt
豁免公司债券non-exempt bonds
豁免证券non-exempt securities
负债型财务off-balance finance
货币投资过度论non-monetary over-investment
货币收人soft income
货币收人non-monetary income
货币收益benefits-in-kind
货币的负债non-monetary debt
货币股利non-monetary dividend
货币负债non-monetary liability
货币金融资产non-monetary financial assets
贸易性合伙关系non-trading partnership
资产担保股non-asset backed stock
资本化decapitalize
资本化加权指数non-capitalization weighted index
赞同股票non-assented stock
赢利机构存款deposits of non-profit institutions
趋势价格摆指标detrended price oscillator
转让的not negotiable
运作的non-performing
连带severally but not jointly
连续支付股息discrete dividends
连续的投资组合转移discrete portfolio transfers
通知保理non-notification factoring
造市交易non-market-making transaction
重大财务问题non-financial based materiality
金融债务non-financial debt
金融服务non-financial services
金融类上市公司投资收益investment income of non-financial listed company
金融类的上市公司non-financial listed company
金钱佣金soft commission
金钱利益soft dollars
金钱利益soft benefits
限制性股票期权nonqualifying stock options
限制性股票期权non-qualifying stock option
限制性股票期权计划non-qualified stock options plan
限制性股票期权协议non-qualified stock options agreement (grant)
限定供应商订单open indent
限定信用证unrestricted credit
限定年金non qualifying annuity
限定资产undefined assets
面值支票兑现non-par checking
风险投资基金non-venture capital fund
黏性跳跃债券non-sticky jump bond
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