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Terms for subject Securities containing 职 | all forms
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不可转移的职能/作用non-delegable functions
不同行业内同行的职工工会horizontal union
不履行职责non-feasance
不履行职责breach of duty
专职人员dedicated person
专职收款员workout officer
专职监管主任/官员dedicated compliance officer
中国墙职能及资料分隔措施的程序Chinese wall procedures
买方尽职调查buyer due diligence visit
互任董事职位interlocking directorate
交易厅职员floor clerk
交易所职员pit official
交易所场内的职员floor clerk
以职业人员身份执业act in professional capacity
任职的合伙人active business partner
任职股东working partner
依职权ex officio
允许职工持股allow employees to hold some shares
充当职员staff
全面尽职调查comprehensive due diligence
公共职能public function
公共职责public function
公司渎职corporate misconduct
兼职hold concurrent posts
内部职工流通股negotiable staff shares
内部职工股staff shares
内部职工股employee share
出资不任职合伙人dormant partner
利用职务之便take advantage of position
利益冲突的职能conflicting functions
前端尽职调查股票上市发行前要进行的调查beginning due diligence
合理尽职调查reasonable due diligence
合规职能compliance function
后台机构的职能back-office function
向职员分配工作项目staff
向公司职员出售股票的计划employees stock sale plan
资金周转职能velocity function
在职员工in-service staff
在职审计员staff auditor
在职期vesting period
审计企业债务渎职行为audit of enterprise liabilities malpractices
审议国际金融机构的职能、治理以及资源要求2008 年 G20 峰会为各过财长设定目标之一review the mandates, governance and resource requirements of international financial institutions
尽职diligence
尽职义务best execution obligations
尽职尽责act with due diligence
尽职调查due diligence investigation
尽职调查事项due diligence issues
尽职调查会议due diligence session
尽职调查准备会议due diligence meeting
尽职调查协议due diligence protocol
尽职调查卖方意见seller's view of due diligence
尽职调查报告due diligence report
尽职调查清单列出应调查的详细项目due diligence checklist
尽职调查程序due diligence procedures
尽职调查范围scope of due diligence
尽职调查责任obligation of due diligence
尽职调查质询会due diligence meeting
履行职责discharge of function
履行监管职责discharging regulatory responsibility
市场调节职能market mechanism
必要职业判断necessary professional judgement
恪尽职守best execution obligations
托管人职责trusteeship function
执行职能的资本家entrepreneurial capitalist
担负一定责任的职务position of responsibility
指定的职能部门designated functional department
按照授权履行监督管理职责perform the regulatory functions as authorized
收市后尽职调查post-dosing due diligence
收益可观的职位lucrative post
故意渎职股市上wilful misconduct
最终职责ultimate duty
杠杆职工持股计划弊端disadvantage of leveraged ESOP
查账职能audit function
检察职能compliance function
法定职责statutory duty
法律职业授权legal professional privilege
泛用职权行为abusive practice
泛用职权行为abusive conduct
注册交易所场内职员registered floor clerk
渎职dereliction of duty
渎职罪malfeasance
渎职腐败者领导的政权/政治体制kleptocracy
玩忽职守的虚假陈述negligent misrepresentation
监管职能regulatory role
监管职能衔接regulatory interface
监管者玩忽职守regulator asleep on the job
高管离职协议severance agreement
离职补偿金separation pay
管理者职位directorship
职业保障保险单professional indemnity policy
职业养老基金occupational pension fund
职业必备的谨慎例如，审计者的责任感与谨慎due professional care
职业投资者的豁免exemption for professional investors
职业股民professional
职员在编人数staff complement
职工人股信托基金employee stock ownership trust
职工人股计划employee stock ownership plan
职工代表大会staff and workers' congress
职工代表大会employee's assembly
职工参与employee participation (管理)
职工股期权employee stock option
职工股期权计划employee share option scheme
职工股票优先购买权employee option
职工集资人股的公司company on the basis of shares from its employees
职能role
职能分工制度system of functional barriers
职能划分制度Chinese Wall
职能失调的行为与当局目标冲突的行为dysfunctional behaviour
职能恢复resumption of functions
职能的下放及再下放delegation and sub-delegation of functions
职能的授权及转授权delegation and sub-delegation of functions
职能的转授subdelegation of function
职能转换transformation of functions
职责分解segregation of duties
职责划分segregation of duties
股东尽职敬业stockholder duty of due care
自我尽职调查do-it-yourself due diligence
良好的职业信誉well-established career credit
董事职务directorship
董事退职津贴directors' retirement allowance
蓝牌职员blue button
认证职能attest function
证券机构高管人员任职资格管理暂行办法港Provisional Regulations on the Administration of Qualifications of Senior Management of Securities Institutions
证监会的职能和权力中functions and powers of CSRC
财务代理银行或商行的职能function of fiscal agent
辞职董事outgoing directors
连续任职serve consecutive term
退职金redundancy payment
遵守职业道德证券市场上observe professional ethics
配备职员的规定staffing requirement
银行或信托公司负责财务的高级职员cashier
非兼职身份single capacity

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