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Terms for subject Securities containing | all forms
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一揽子汇率制区浮动表明货币自身向上的动力或升值趋势basket band crawl BBC BBC
一级账户托custody of primary accounts
一线主证券公司supervisory staff for front office
一线监front-line supervision
一般销售费用和理支出selling general & administrative expenses
一般销售费用和理支出selling general & administrative SG&A expenses
三方回购保triparty repo custodians
上市公司信息披露理办法上海证券交易所,深圳证券交易所Measures on Administration of Information Disclosure of Listed Companies
上市公司收购理办法上海证券交易所,深圳证券交易所Measures on Administration of Listed Companies' Acquisition
上市公司监证监会Department of Listed Company Supervision CSRC
上市公司重大资产重组理办法Administration Measures for Significant Asset Restructuring of Listed Companies
上市监部门listing department (交易所职能部门)
上市证券理局public securities administration
不动产信贷credit control of real estate
不动产基金监制度REIT regime
不动产/房地产抵押投资real estate mortgage investment conduit
不动产投资信托REIT management
不动产抵押投资real estate mortgage investment conduit
不动产接feoffee
不参与经营理的non-participating
不受监unregulated
不受监的发行人unregulated issuer
不受监的资本市场exempt market
不受监的集体投资计划unregulated collective investment scheme
不干预理的投资者hands-off investor
不明朗的监环境unclear regulations
不良资产理银行bad bank
专业化信托理公司specialized management trust
专属辖区exclusive jurisdiction
专职监主任/官员dedicated compliance officer
东道主司法辖区host jurisdiction
严格的监措施strict measures for surveillance
个人理的资金账号individually managed fund account
中华台北金融监委员会Chinese Taipei Financial Supervisory Commission
中国保险监督理委员会简称"中国保监会"China Insurance Regulatory Commission
中国国家外汇理局State Administration of Foreign Exchange
中国证券监督理委员会China Security Regulatory Commission
中国证券监督理委员会中国证监会China Securities Regulatory Commission
《中国证券监督理委员会公告》刊物China Securities Regulatory Commission Official Bulletin
中国证券监督理委员会股票发行审核委员会条例Regulations of the Public Offering Review Committee of the China Securities Regulatory Commission
中国银行业监委员会中国银监会China Banking Regulatory Commission
中央保体系central depositary system
中央证券存central securities depository
中央证券存central securities depository
中央证券存处国际会议Conference of Central Securities Depositories
中央证券托机构central securities depository
中层intermediate management
破产 临时理人provisional administrator
临时接interim receiver
临时监provisional supervision
临时监provisional supervisor
为他人保的证券securities deposited for others
为客户代资产assets held for clients
人员executive
单位competent authority
合伙人partner in charge
机构regulatory agency
机构governing body
的权威机制competent authority mechanism
lead pipe
主导lead pipe
主要监principal supervisor
主要监机构lead regulator
亚太区中央证券存处组织Asia-Pacific Central Securities Depository Group
亚太地区中央证券存组织Asia-Pacific Central Securities Depository Group
企业理团队enterprise management
企业最高理者top brass
企业法定代表人登记理规定Rules for the Registration Administration of the Legal Representatives of Enterprises
企业监corporate regulation
企业财产结算equity receivership
企业高级主人员保险key executive insurance
优化国有资产optimizing state-owned assets management
低市盈率型理人low-P/E manager
候补保alternate custodian
候选接对象takeover candidate
债券组合bond portfolio management
债务代debt factoring
健全的理制度sound management system
偿还代存款refunding escrow deposits
全国证券商协会自律监公司NASD Regulation, Inc. NASDR US
全权理人discretionary manager
全权理的权益discretionary interest
全权理集体投资discretionary management of collective investment
全权委托投资理运作discretionary investment management operation
全球托global custodian
全面投资理人top-down investment manager
全面放松监broad-based deregulation
公司cooperate governance
公司理人员的责任duty of officers of corporation
公司理人或公司的和解契约deed of company arrangement
公司理层人员的责任liability of officers of corporation
公司债券corporate treasury management
公司债券的托corporate bonds' custody
公司强大融资strong pipeline of companies in search of capital
公司投资组合corporate portfolio management
公司经营理费用corporate overhead
公司财务corporate finance management
公司高人员officers of corporation
公库存款保银行government depository
公开上市交易资金理人publicly traded money manager
公开的监机制transparent regulatory mechanism
公证托in escrow
共同基金理人mutual fund custodian
关键客户key account management
关键账户key account management
其他监考虑other regulatory concerns
内务housekeeping management
内部制期internal blackout period
内部housekeeping management
内部理层收购management buyout
内部理机制internal management mechanism
内部理机构internal management organ
内部风险理体系internal risk management system
分业separate administration of business
分户保separate safekeeping
分配方案distributed program management
创新、灵活、敢冒风险的理文化指投资银行文化innovative, nimble, risk-taking management culture
券商席位托custody of seats of securities dealers
前台主supervisory staff for front office
加强企业经营strengthen the operation management of enterprises
加强和改善证券期货监工作enhance and improve the supervision on securities and futures
加强对信息披露监reinforce the supervision over the information disclosure
加强预算外资金tighten control over extra budgetary fund
账户wrap account
匈牙利金融监督理局Hungarian Financial Supervisory Authority
北美证券理人协会North American Security Administrators Association
北美证券理者协会North American Security Administrators Association
区分理风格differing management styles
半官方的自我监机构self-regulating quasi-statutory body
协调共coordinated inspection
单一理化的公司non-diversified management company
单位证券组合理基金unit portfolio management fund
单独理的资金账号individually managed fund account
卖主及其理者的声望reputation of seller and its management
卡塔尔金融中心监The Qatar Financial Centre Regulatory Authority
卢森堡金融行业监委员会Grand Duchy of Commission de surveillance du secteur financier, Luxembourg
危险risk management
厄瓜多尔公司监委员会Ecuador Superintendencia de Compañías
原则监principle-based regulation
原始理股东initial management shareholder
合作监声明国际证监会组织Declaration on Cooperation and Supervision
合格境外投资者理人QFII Custodians
合理化的市场监规则rationalized market regulation
合规监办公室Office of Compliance Inspections and Examinations (美国证监会的常设机构)
合资基金理公司joint venture fund management firm
后勤主证券公司supervisory staff for back office
后台主supervisory staff for back office
后台机构的理服务back-office management services
向政府提交加强上市监事宜的意见submission to the Government to enhance the regulation of listing
商品基金理人commodity pool operator
商品基金与理基金commodity pools and managed funds
土地托land trust
在上证所占有席位的机构和基金理公司SSE-seat institutions and fund management companies
坦桑尼亚资本市场和证券理局Tanzania Capital Markets and Securities Authority
垂宜监vertical supervision
境内企业申请到香港创业板上市审批与监指引Guidance on the Vetting and Regulation of the Applications by Domestic Enterprises for Getting Listed on Hong Kong Growth Enterprise Market
境外发行股票和上市理通知国务院Notice on Regulation of Share Issues and Listings in Overseas Markets State Council
境外司法辖区offshore jurisdiction
增资监capital-increase regulation
复杂的监结构complicated regulatory structure
外国战略投资理规则由中国证监会、商务部等监管机构制定Foreign Strategic Investment Rules
外国战略投资理规则foreign Strategic Investment Rules
外汇foreign exchange administration
外汇理局foreign exchange administration
外汇理部Foreign Exchange Management Department (PBC, 央行上海部)
外部理层收购management buy-in
多元multiple management
多元理体制multi-management system
多层次账户理模式multi-level account management mode
多种multiple management
多米尼加证券监委员会Superintendencia de Valores de la Dominican
多重multiple management
奥地利金融市场理局Austrian Financial Market Authority
代理depository nominee
代理人depository nominee
信托公司depository trust company
存取access control
存托银行保depository
存款机构放松监和货币控制法Depository Institutions Deregulation and Monetary Control Act
存款机构放松监委员会Depository Institutions Deregulation Committee
守法理的意识consciousness of law-observing management
安全保safekeeping
安全保业务safe custody business
安全保safekeeping fee
安排理层收购structuring the MBO
完善监的机制perfect the regulatory mechanism
宏观理指标macromanagement indicator
定向担保不动产抵押投资directed collateral REMICS (Real Estate Mortgage Investment Conduits)
定量资本quantitative capital management
实时交易监real-time trading supervision
实质性的监substantive regulation
审慎理人原则prudent man rule
审慎监会晤prudential meeting
封闭式理公司closed-end management company
小型企业理局Small Business Administration
小型基金理公司small money management firms
履行监职责discharging regulatory responsibility
市场理机构market operator
市场理框架market regulatory structure
市场中介监的第3号工作小组Working Party 3 on Supervision of Market Intermediaries IOSCO (国际证监会组织)
市场放松liberalization of market
市场监regulation of market
市场监机制market's regulatory mechanism
市场监机构market regulatory structure
市场监机构market regulator
市场监market regulator
市场间风险理委员会intermarket risk management committee
希腊资本市场理委员会Greece Capital Market Commission
常规监routine supervision
序列spectrum management
序号numerical control
应用投资组合applied portfolio management
开户监account opening control
开放式理公司open end management company
开明的监enlightened regulator
强化企业财务strengthen financial management of enterprise
强化内部intensify internal management
归口put under centralized management by specialized departments
往来账户理费commission on current accounts
理费general administration cost
总托global custodian
成功的风险successful risk management
成本和理会计师协会Institute of Cost and Management Accountants
成熟的业务理制度mature business management system
成长型基金理人growth manager
或有状态银行监state-contingent bank regulation
战术性风格tactical style management
房屋理局债券housing authority bond
所在地监机构host supervisor
所在地监机构home regulator
人职责trusteeship function
人证券trustee security
代理escrow agent
信用证escrow credit
制度trusteeship management
参与者custodian participant
商契约trustee deed
基金escrow fund
存款fiduciary deposit
机构custodian
trusteeship
责任fiduciary duty
custody fees
资产custody of assets
银行custodian bank
人缺席时的代理执管人administrator durante absentia
执行理层股票期权executive stock option
批发商股票stock management for jobbers
承销账册理人bookrunner
技术理制度technical management system
投资理人的重估reassessment of investment managers
投资理及研究协会Association for Investment Management and Research
投资理的第5号工作小组国际证监会组织Working Party 5 on Investment Management IOSCO
投资理监督组织investment management regulatory organization
投资理监管组织investment management regulatory organization
投资理者合作声明Declarations of Cooperation on Investment Management Persons
投资理风格investment management style
投资investment pipeline
投资主investment executive
投资基金investment funds management
投资基金理公司investment fund management company
投资组合理人portfolio manager
投资经理监机构investment manager's regulatory authority
投资要约的监regulation of offers of investment
持有保回购hold-in-custody repo
持续增长型理人consistent growth manager
持续监continuous supervision (股市)
指数index administration
按照授权履行监督理职责perform the regulatory functions as authorized
挪威金融监委员会Norway Finanstilsynet
损失理机制damage-control mechanism
掉期账簿swap book management
股东股息支付或股东权益的机构disbursing agent
排序spectrum management
撒手不的投资者hands-off investor
收益动量增长型理人earnings momentum growth manager
收益型理人yield manager
收购监机构takeover panel
放弃了监市场的责任abdicate the responsibility of regulating markets
放松监的恶果symptom of deregulation
政府与监机构government and regulatory agency
政府机构与监government agencies and regulations
政府监government regulation
文明经营sugar-management
普通理信托general management trust
智利证券和保险监督理局Superintendencia de Valores Seguros de Chile
最佳理做法management best practice
最常见的监障碍most common regulatory barrier
最高top management
最高层理人员top management
有限制的保limited depositary
服从监所承受的成本regulatory burden
服从监规则的负担regulatory burden
期望值为正的资金good bets in money management
期望值为零的资金fair bets in money management
期货交易理暂行条例Provisional Regulations for the Administration of Futures Trading
本地监机构home regulator
杠杆收购中的理优势management advantages in LBO
来自公司理层的关键信息key information from the company's management
核心监工作core regulatory activity
核心附合式证券组合core-plus portfolio management
欧洲基金及资产理协会European Fund and Asset Management Association
欧洲证券监机构委员会The Committee of European Securities Regulators
正式接official receiver
永远理权mortmain
活跃基金active fund management
活跃的团队active management
流动性监liquidity regulation
流动资金working capital management
流动资金理工具liquidity management tool
流通市场监的第2号工作小组国际证监会组织Working Party 2 on Regulation of Secondary Markets IOSCO
消极passive management
消极风格passive style management
清产理人委任书receiving order
爱沙尼亚金融理局Estonia Finansinspektionen (Financial Supervision Authority)
特别entrenched management
特许证券保机构authorized depository
瑞典金融事务监Sweden Finansinspektionen
由下而上的股本理方式bottom up equity management style
由第三人担任保机构third party custodian
破产insolvency administration
破产administration in bankruptcy
破产理人bankruptcy trustee
破产接receivership
破产者财产的理者messenger
破产财务理者accountant in bankruptcy
破产资产理人administrator in a bankrupt estate
确定监障碍determination of regulatory barriers
票据理人bUl clerk
税收理共同基金tax-managed mutual fund
第一线监机构front line regulator
第一线监front line regulator
第三者代到期escrowed to maturity
第三者保third party custodian
第三者保的协议escrow agreement
第1类受规活动type 1 regulated activity
简化summary administration
制市场organized market
制计划scheme of control
制账户controlled account
控负责人controlling officer
理下的期货基金managed futures funds
理下的负债managed liability
理下的货币managed currency
理下的通货managed currency
理中的资产assets under management
理人gestor
理人员报酬整体方案executive compensation package
理人员报酬计划executive compensation plan
理人员的培养management development
理人持股management closely holding shares
理价格overhead price
理会计协会Society of Management Accountants
理信息系统Management Information Systems (MIS)
理利益managerial benefits
理咨询公司management consulting firms
理团队与财政伙伴的协作management and financial partner coordination
理团队的发展management development
理基金management fund
理好处managerial benefits
理委员会governing committee
理层与员工收购management and employee buy out
理层与员工收购/买断management and employee buy out
理层买断management buyout
理层买断全部股权MBO full equity rights
理层价值锁定locking in management value
理层博弈management game
理层报酬executive compensation
理层操纵management manipulation
理层收购的全部股权MBO full equity rights
理层收购的税收因素MBO tax considerations
理层收购的税收因素MBO tax consideration
理层收购结构化structuring the MBO
理层毒丸计划people pill (防止恶意收购的防御策略,全体管理层声明,一旦收购成功,管理层全部辞职,使公司处于不了解情况的人员的管理之下)
理层激励机制management incentives mechanism
理层的准备工作收购计划组成部分management readiness component of acquisition plan
理层的责任management liability
理层监管不力inadequate supervision by management
理层监管欠佳inadequate supervision by management
理层股本参与management equity participation
理层股票management stocks
理层股票优先认购计划executive share option scheme
理层股票期权executive stock option
理层责任management responsibility
理层防御management entrenchment
理层预测假设management's forecast assumption
理工作审查management audit
理性资本regulatory capital
理承销商managing underwriter
理投资组合风险managing portfolio risk
理投资者management investor
理期权managerial options
理松散drifting-management
理浮动dirty float
理浮动managed float
理浮动controlled managed float
理界比较基准同类资金经理业绩比较的标准manager universe benchmark
理的总资产total assets managed
理的期货managed futures
理的灵活性managerial flexibility
理者中心主义managerialist view (例如,董事,管理者有权出售公司)
理者决策managerial choice
理者职位directorship
理者选择managerial choice
理股management stocks
理股东价值managing shareholder value
理致富人股计划management enrichment stock ownership plan
理落后backward in management
理证券上市的规则rules governing the official listing of securities
理账册running a book
理账户run an account
理货币management money
理费praecipium
理费manager's fee
理费load
理费用SG& A
账户理费用maintenance fee
理部门买下企业management buyout
理重点在投资回报management focus on return of investment
理银行management bank
running a book
run an account
道公司conduit (为金融交易提供资金流动的渠道)
道流动性风险pipeline liquidity risk
道理论pipeline conduit theory
道融资非商业赢利机构为投资项目融资conduit financing
素质监merit regulation
网上证券委托暂行理措施Provisional Measures on On-line Securities Commissioning
美林资产理公司全球著名 ADR 机构投资者Merrill Lynch Asset Management
联席账册理人joint book runners
联邦住房理局抵押贷款Federal Housing Administration mortgage
联邦储备系统理委员会美国联邦储备系统五大组成部分之一,联邦储备系统核心机构Board of Governors of the Federal Reserve System
股本理水平equity level of management
股票stock management
股票理费stock maintenance fee
股票托证明certificates of ownership of shares
范围spectrum management
荷兰金融市场理局Netherlands Authority for the Financial Markets (AFM)
营运主operating officer
董事高短线交易公司股票short-term trading by the directors and senior management
融资finance vehicle
行业理条例regulation of industry
谨慎监prudential supervision
谨慎监会议prudential meeting
财产wealth management
财产理者manager of property
清理财产接equity receiver
财务treasurership
财务主treasurer
财务主financial controller
财务风险理控制financial risk management control
财富wealth management
账册理者book runner
货币理外包把货币风险管理外包给专业机构currency overlay
货币信贷monetary management
货币金融monetary management
资产理与处置计划asset management & disposition plan
资产理与处置计划assets management & disposition plan
资产理公司asset management company
资产理公司assets management company
资产理灵活性assets-management flexibility
资产理账户asset management account
资产理账户assets management account (AMA)
资产理费assets-management fees
资产理部Capital Management Dept.
资产理额assets under management
资产的经责任/会计责任accountability for assets
资产负债management of assets and liabilities
资产负债assets and liability management
资产负债表balance sheet management
资本监regulation of capital
资本监capital control
资金capital control
资金money management
资金理公司money management firms
资金理公司的专业化specialization of money management firm
资金理公司的独立性independence of money management firm
资金理概率probability in money management
资金理比率funds management ratio
资金理的保护性政策protective policy for money management
资金理策略money management strategy
资金流通道堵塞financial plumbing gummed up
赔偿基金management of compensation fund
逃避外汇evasion of exchange control
逃避监evading supervision
选择理人员selecting managerial personnel
透明的监机制transparent regulatory mechanism
造市商股票stock management for jobbers
避免危机的监举措regulatory steps averted the crisis
长期资本理公司基金公司long tenn capital management
阿拉伯联合酋长国证券和商品理局United Arab Emirates Securities and Commodities Authority
隐形理费hidden load
理层股东non-management shareholders
辖区内行事act without jurisdiction
非多样化理的公司non-diversified management company
非监措施non-regulatory measure
首次上市时理层股东initial management shareholder
首次公开发行后的信息披露/post-IPO disclosure/management
香港金融理局金管局Hong Kong Monetary Authority
魁北克金融市场理局法语Quebec Autorite des marches financiers
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