| Chinese | English |
| 一线监管 | front-line supervision |
| 上市监管部门 | listing department (交易所职能部门) |
| 上市公司监管部证监会 | Department of Listed Company Supervision CSRC |
| 上报证监会稽查 | reporting to CSRC for inspection |
| 不动产基金监管制度 | REIT regime |
| 不受监管的 | unregulated |
| 不受监管的发行人 | unregulated issuer |
| 不受监管的资本市场 | exempt market |
| 不受监管的集体投资计划 | unregulated collective investment scheme |
| 不明朗的监管环境 | unclear regulations |
| 专职监管主任/官员 | dedicated compliance officer |
| 严厉的监规定 | rigorous regulatory requirement |
| 严格的监管措施 | strict measures for surveillance |
| 中华台北金融监管委员会 | Chinese Taipei Financial Supervisory Commission |
| 中国人民银行反洗钱监测分析中心央行上海总部 | Laundry Monitor Analysis Center PBC |
| 中国保险监督管理委员会简称"中国保监会" | China Insurance Regulatory Commission |
| 中国证监会主席 | Chairman of China Securities Regulatory Commission |
| 中国证监会"股票发行核准程序" | CSRC Procedures for Review and Approval for Share Issues |
| 中国证券监督管理委员会 | China Security Regulatory Commission |
| 中国证券监督管理委员会中国证监会 | China Securities Regulatory Commission |
| 《中国证券监督管理委员会公告》刊物 | China Securities Regulatory Commission Official Bulletin |
| 中国证券监督管理委员会股票发行审核委员会条例中 | Regulations of the Public Offering Review Committee of the China Securities Regulatory Commission |
| 中国银行业监管委员会中国银监会 | China Banking Regulatory Commission |
| 临时监护人 | curator |
| 临时监管 | provisional supervision |
| 临时监管人 | provisional supervisor |
| 丹麦金融监督委员会 | Danish Financial Supervisory Authority |
| 主要监督机构 | primary regulator |
| 主要监管人 | principal supervisor |
| 主要监管机构 | lead regulator |
| 交易厅行为监察委员会港 | Floor Conduct Committee |
| 交易所调查部/监察部 | surveillance department of exchanges |
| 以监管机构考核为准的 | merit-based |
| 以问责性风险为本的监管 | accountable risk-based regulation |
| 价格监督 | price monitoring |
| 企业监管 | corporate regulation |
| 会员风险监控 | monitor of member risk |
| 保证金监管 | margin regulation |
| 信用监督 | credit watch |
| 信用监管体制 | credit supervision system |
| 全国证券商协会自律监管公司美 | NASD Regulation, Inc. NASDR US |
| 全国银行及证券监察委员会墨西哥 | National Banking and Securities Commission Commision Nacional Bancariay de Valores, CNBV, Mexico |
| 全面放松监管 | broad-based deregulation |
| 公司监事会 | supervisory committee of company |
| 公开的监管机制 | transparent regulatory mechanism |
| 其他监管考虑 | other regulatory concerns |
| 内部监控规则 | internal control regulation |
| 冒充证监会人员 | pretending to be CSRC staff |
| 减缓监管政策的周期性趋势2008 年 G20 峰会为各国财长设定的目标之一 | mitigating against pro-cyclicality in regulatory policy |
| 加强和改善证券期货监管工作 | enhance and improve the supervision on securities and futures |
| 加强对信息披露监管 | reinforce the supervision over the information disclosure |
| 加强第一线监督 | reinforce frontline supervision |
| 匈牙利金融监督管理局 | Hungarian Financial Supervisory Authority |
| 半官方的自我监管机构 | self-regulating quasi-statutory body |
| 卡塔尔金融中心监管局 | The Qatar Financial Centre Regulatory Authority |
| 卢森堡金融行业监管委员会 | Grand Duchy of Commission de surveillance du secteur financier, Luxembourg |
| 厄瓜多尔公司监管委员会 | Ecuador Superintendencia de Compañías |
| 原则监管 | principle-based regulation |
| 双重监管 | duplication of supervision |
| 双重监管 | duplicative regulation |
| 双重监管 | double regulation |
| 反向监督 | backward supervision |
| 受监管人士 | regulated person |
| 受监管实体 | regulated entity |
| 受监管的卖空活动 | regulated short selling |
| 受监管的投资公司 | regulated investment company |
| 受监管的投资协议 | regulated investment agreement |
| 受监管的期货合约 | regulated futures contracts |
| 受监管的活动 | regulated activity |
| 受监管的行业 | regulated industry |
| 受监管者 | regulatee |
| 可信的国际监管 | credible international governance |
| 可接受的监察制度 | acceptable inspection regime |
| 合作监管声明国际证监会组织 | Declaration on Cooperation and Supervision |
| 合理化的市场监管规则 | rationalized market regulation |
| 合规监督人 | compliance officer |
| 合规监管办公室 | Office of Compliance Inspections and Examinations (美国证监会的常设机构) |
| 合规总监 | compliance director |
| 向政府提交加强上市监管事宜的意见 | submission to the Government to enhance the regulation of listing |
| 向证监会递交资料 | submission of information to Commission |
| 国有企业监事会 | State-owned Enterprises Regulatory Commission |
| 国有企业监督管理条例 | Regulations on the Supervision and Management of the State-Owned Enterprises |
| 国有资产监督管理委员会中 | State-owned Assets Supervision and Administration Commission |
| 国有资产监督管理委员会国资委中 | State-owned Assets Supervision and Administration Commission |
| 国有重点大型企业监事会中 | State-owned Key Large Enterprise Regulatory Commission |
| 国有重点金融机构监事会中 | State-owned Key Financial Institutions Regulatory Commission |
| 国际监管原则 | international regulatory principle |
| 国际监管惯例 | international regulatory practice |
| 国际监管论坛 | international regulatory forum |
| 国际证监会组织亚太委员会 | Asia Pacific Regional Committee of IOSCO |
| 国际证券监管委员会组织 | International Organization of Securities Commission |
| 国际证券监管组织 | international securities regulatory organization |
| 国际银行监理机构会议 | International Conference of Banking Supervisors |
| 垂宜监管 | vertical supervision |
| 境内企业申请到香港创业板上市审批与监管指引 | Guidance on the Vetting and Regulation of the Applications by Domestic Enterprises for Getting Listed on Hong Kong Growth Enterprise Market |
| 增资监管 | capital-increase regulation |
| 复杂的监管结构 | complicated regulatory structure |
| 多米尼加证券监管委员会 | Superintendencia de Valores de la Dominican |
| 存款机构放松监管和货币控制法 | Depository Institutions Deregulation and Monetary Control Act |
| 存款机构放松监管委员会 | Depository Institutions Deregulation Committee |
| 完善监管的机制 | perfect the regulatory mechanism |
| 实时监控 | real-time supervision |
| 实时交易监管 | real-time trading supervision |
| 实质性的监管 | substantive regulation |
| 审慎监管会晤 | prudential meeting |
| 对监管中的营业活动进行限制 | restriction on carrying on business in regulated activity |
| 对买方的监管问题 | regulatory considerations for buyers |
| 对于上市公司有效透明的监管机制 | effective transparent regulatory mechanism for listed companies. |
| 对冲基金的监管 | regulation of hedge fund |
| 对商业银行贷款增加额进行监控 | regulatory control on bank lending increase |
| 对证券交易进行实时监控 | carry out real time monitoring of securities trading |
| 对证券市场实行集中统一监督管理 | implement centralized and unified regulation of securities market |
| 对金融业的监督 | banking supervision |
| 履行监管职责 | discharging regulatory responsibility |
| 市场监督 | market surveillance |
| 市场监管 | regulation of market |
| 市场监管机制 | market's regulatory mechanism |
| 市场监管机构 | market regulatory structure |
| 市场监管机构 | market regulator |
| 市场监管者 | market regulator |
| 市场中介监管的第3号工作小组 | Working Party 3 on Supervision of Market Intermediaries IOSCO (国际证监会组织) |
| 市场间监督信息系统 | intermarket surveillance information system |
| 常规监管 | routine supervision |
| 建立国有资产管理、监督和营运体系 | establish a system for the management, supervision and operation of State assets |
| 开户监管 | account opening control |
| 开明的监管者 | enlightened regulator |
| 意大利全国证券交易所监察委员会 | Commissione Nazionale per le Societa e la Borsa, Italy |
| 或有状态银行监管 | state-contingent bank regulation |
| 所在地监管机构 | host supervisor |
| 所在地监管机构 | home regulator |
| 投资监督名单 | investment watch list |
| 投资监督服务 | investment supervisory service |
| 投资监督表 | investment watch list |
| 投资管理监督组织英 | investment management regulatory organization |
| 投资管理监管组织英 | investment management regulatory organization |
| 投资经理监管机构 | investment manager's regulatory authority |
| 投资要约的监管 | regulation of offers of investment |
| 投资顾问监督协调法美 | Investment Advisers Supervision Coordination Act |
| 持续监督程序 | on-going monitoring processes |
| 持续监管 | continuous supervision (股市) |
| 指定的监察人员 | designated compliance officer |
| 按照授权履行监督管理职责 | perform the regulatory functions as authorized |
| 挪威金融监管委员会 | Norway Finanstilsynet |
| 接受监管的期货合约 | regulated futures contract |
| 收购监管机构 | takeover panel |
| 放弃了监管市场的责任 | abdicate the responsibility of regulating markets |
| 放松监管的恶果 | symptom of deregulation |
| 政府监督 | government supervision |
| 政府监管 | government regulation |
| 政府与监管机构 | government and regulatory agency |
| 政府机构与监管 | government agencies and regulations |
| 新监管制度香港证监会 | The New Regulatory Framework |
| 新监管框架 | The New Regulatory Framework |
| 无成本监管 | costless monitoring |
| 日本证券交易监视委员会 | Securities Supervision Commission, Japan |
| 智利证券和保险监督管理局 | Superintendencia de Valores Seguros de Chile |
| 更加仔细的监督 | closer oversight |
| 最常见的监管障碍 | most common regulatory barrier |
| 服从监管所承受的成本 | regulatory burden |
| 服从监管规则的负担 | regulatory burden |
| 期货保证金监控中心 | futures margin monitoring center |
| 本地监管机构 | home regulator |
| 核心监管工作 | core regulatory activity |
| 欧洲证券监管机构委员会 | The Committee of European Securities Regulators |
| 法国证券事务监察委员会 | Commission des Operations de Bourse of France |
| 法定监管 | regulatory control |
| 法规总监 | compliance director |
| 注册地监管 | home supervision |
| 注册地监管机构 | home supervisor |
| 注册地监管机构 | home regulator |
| 流动性监管 | liquidity regulation |
| 流通市场监管的第2号工作小组国际证监会组织 | Working Party 2 on Regulation of Secondary Markets IOSCO |
| 深化上市公司治理监管 | deepen governance supervision of listed companies |
| 澳大利亚证券及投资监管委员会 | Australian Securities and Investments Commission |
| 现金监管 | cash control |
| 瑞典金融事务监管局 | Sweden Finansinspektionen |
| 监事 | supervisory director |
| 监事会 | supervising committee |
| 监事会成员 | supervisory director |
| 证券交易 监审计划 | surveillance program |
| 监察 | surveillance |
| 监察小组国际证监会组织 | Monitoring Group IOSCO |
| 监察机构 | watchdog |
| 监察系统 | surveillance system |
| 监察部 | compliance department |
| 监护人 | conservatorship |
| 监护披露 | curative disclosure |
| 监护期 | curative period |
| 监控交易活动 | monitor trading |
| 监控指标 | supervision indicator |
| 监控程序 | control procedure |
| 监控策略 | control strategy |
| 监控能力 | compliance capability |
| 通过……监测对冲基金 | monitoring hedge fund (by...) |
| 证券交易所 监督分析员 | supervisory analyst |
| 监督协会 | colleges of supervisors |
| 监督及调查 | supervision and investigation |
| 银行的监督员 | conservator |
| 监督和监管 | supervision and regulation |
| 监督委员会 | oversight board |
| 监督委员会 | watchdog |
| 监督委员会 | compliance committee |
| 监督客户交易行为 | supervise clients' trading behavior |
| 监督成本 | monitoring cost |
| 监督提示函 | surveillance attention letter |
| 监督是否合规 | monitor compliance |
| 监督机构 | monitor |
| 监督管辖事务处对美国证券交易商协会的成员进行监督的政府部门 | Office of Supervisory Jurisdiction |
| 监督者 | watchdog |
| 监督规章遵守情况 | monitor compliance |
| 监督金融衍生品 | oversight of financial derivatives. |
| 监管 | regulate |
| 监管一体化 | regulatory integrity |
| 监管上的不足 | regulatory gap |
| 监管交叉 | regulatory overlap |
| 监管人 | regulator |
| 监管会计程序 | regulatory accounting procedure |
| 监管体制 | regulatory system |
| 监管制度 | regulatory framework |
| 监管发现 | supervisory findings |
| 监管合作备忘录 | memorandum of regulatory cooperation |
| 监管合规 | regulatory compliance |
| 监管因素 | regulatory element |
| 监管失察 | regulatory oversight |
| 监管套利 | regulation arbitrage |
| 监管套利风险 | risk of regulatory arbitrage |
| 监管定价风险 | regulatory pricing risk |
| 监管实践 | regulatory practice |
| 监管宽容 | regulatory forbearance |
| 监管对象 | regulatee |
| 监管工具 | regulatory tools |
| 监管差距 | regulatory gap |
| 监管当局 | supervisory authority |
| 监管当局 | regulatory organization |
| 监管惯例 | regulatory practice |
| 监管意向 | regulatory intent |
| 监管成本 | regulatory cost |
| 监管手段 | regulatory approach |
| 监管指令 | regulating order |
| 监管效力 | regulatory teeth |
| 监管效益 | regulatory benefits |
| 监管方式 | regulatory practice |
| 监管方式 | regulatory approach |
| 监管方法 | supervisory approach |
| 监管有效手段 | regulatory teeth |
| 监管机制 | regulatory mechanism |
| 监管机构 | regulatory organization |
| 监管机构 | regulator |
| 监管机构每年要求银行提供的报表 | call report |
| 监管机构治理 | regulator governance |
| 监管模式 | regulatory model |
| 监管水平 | supervision level |
| 监管法规 | regulatory compliance |
| 监管漏洞 | regulatory gap |
| 监管独立 | supervision independence |
| 监管理念 | regulatory philosophy |
| 监管疏忽 | regulatory oversight |
| 监管的制约 | regulatory shackles |
| 监管目标 | regulatory objective |
| 监管空白 | regulatory lacuna |
| 监管组织 | regulatory organization |
| 监管经济学 | economics of regulation |
| 监管结果 | supervisory findings |
| 监管结果 | regulatory consequences |
| 监管缺位 | absence of regulation |
| 监管者可进行查访之处 | premises accessible for visit by regulators |
| 监管者玩忽职守 | regulator asleep on the job |
| 监管者角色 | regulatory role |
| 监管职能 | regulatory role |
| 监管职能衔接 | regulatory interface |
| 监管联动快速反应机制 | prompt reaction mechanism of joint supervision |
| 监管要求 | regulatory requirement |
| 监管证券市场 | regulate securities market |
| 监管证券市场 | oversee securities market |
| 监管证券的管销活动 | regulating the public marketing of securities |
| 监管诚信 | regulatory integrity |
| 监管责任 | regulatory responsibility |
| 监管账户 | escrow |
| 监管适度 | regulatory comfort |
| 监管透明度 | regulatory transparency |
| 监管遗漏 | regulatory lacuna |
| 监管重叠 | regulatory overlap |
| 监管限制 | regulatory constraints |
| 监管风险 | regulatory risk |
| 监视名单 | watch list |
| 监视鲨鱼及时发现有人企图收购某公司的迹象 | shark watching |
| 监设人契约 | guardian deed |
| 确定监管障碍 | determination of regulatory barriers |
| 第一线监管机构 | front line regulator |
| 第一线监管者 | front line regulator |
| 管理层监管不力 | inadequate supervision by management |
| 管理层监管欠佳 | inadequate supervision by management |
| 素质监管 | merit regulation |
| 纽约证券交易所监管公司 | NYSE Regulation Inc. |
| 结算风险监控 | monitor of settlement risk |
| 绕过资本监管规定 | sidestep capital requirements |
| 综合监管 | consolidated supervision |
| 综合监管队伍 | composite supervision forces |
| 网上价格监视 | online price surveillance |
| 网络监控系统 | network control system |
| 美国证监会 | United States Securities and Exchange Commission (SEC) |
| 股票监察自动跟踪系统 | stock watch automatic tracking |
| 股票监管 | regulation of stocks |
| 纽约股票交易所股票监视系统 | stock watcher (of NYSE) |
| 自我监督机制 | self-monitoring mechanism |
| 自我监管 | self-regulation |
| 英国金融监管局 | UK Financial Service Authority |
| 获执照后才能经营受监管业务的公司 | corporations to be licensed for carrying on regulated activity |
| 行政总监 | chief executive officer |
| 规则监管 | rule-based regulation |
| 规避风险的监管制度 | risk-based supervisory approach |
| 解除监管的活动 | regulated activity removal |
| 解除租金监管 | decontrol of rent |
| 证监会介人法律程序的权力港 | power of Commission to intervene in proceedings |
| 证监会发言人 | spokesperson for China Securities Regulatory Commission |
| 证监会受理申请 | application acceptance by the securities regulatory commission |
| 证监会就某些罪行提起诉讼 | prosecution of certain offences by Commission |
| 证监会总的责任 | general duties of Commission |
| 证监会批准申请 | application approval by the securities regulatory commission |
| 证监会指定审计师的权力港 | power of Commission to appoint auditors |
| 证监会核准进展情况 | progress of approval by the securities regulatory commission |
| 证监会档案编号港 | CE number/CE Reference |
| 证监会的一般责任 | general duties of Commission |
| 证监会的职能和权力中 | functions and powers of CSRC |
| 证监会监督 | mandated by SEC |
| 证监会费用 | securities and exchange commission fee |
| 证券监督管理机构 | securities regulatory authority |
| 证券监管 | regulation of securities |
| 证券监管办事处 | securities regulatory office |
| 证券监管机构稽查办案能力 | investigation and case handling abilities of the securities regulator |
| 证券监管要求 | requirements in securities supervision |
| 证券监管规定 | requirements in securities supervision |
| 证券及债券监察局摩洛哥 | Deontologic Council of Stocks and Bonds Morocco |
| 证券市场研究、培训和监督自动化系统中国香港 | Securities Market Automated Research, Training & Surveillance System |
| 证券市场资料研究、培训及监察自动化系统 | Securities Market Automated Research, Training & Surveillance System |
| 证券期货监管委员会中国台北 | Securities and Futures Commission, the |
| 证券期货监管委员会港 | Securities and Futures Commission SEC |
| 证券期货监管部门 | supervision sectors of securities and futures |
| 谨慎监管 | prudential supervision |
| 谨慎监管会议 | prudential meeting |
| 财产监护权 | wardship |
| 财务总监 | chief financial officer (CFO) |
| 资产监护 | capital guardian |
| 资本监管 | regulation of capital |
| 资本监管 | capital control |
| 资本风险监控 | monitor of capital risk |
| 跨市场监督信息系统 | intermarket surveillance information system |
| 过于严苛监管规则 | overly strict regulation rule |
| 过于宽松的监管规则 | overly lenient regulation requirement |
| 过度监管 | over-regulation |
| 过度强大监管者 | overpowerful regulator |
| 逃避监管 | evading supervision |
| 透明的监管机制 | transparent regulatory mechanism |
| 遵守证监会的相关规定 | abide by the relevant rules stipulated by the CSRC |
| 避免危机的监管举措 | regulatory steps averted the crisis |
| 重复监管 | duplicative regulation |
| 重点监视 | keeping focus |
| 金融监督管理委员会金管会 | Financial Supervisory Commission (中国台北) |
| 金融监管当局 | financial regulator |
| 金融监管者 | financial regulator |
| 金融市场监管机构 | financial markets regulator |
| 金融机构监控系统 | financial institution monitor system |
| 金融质量监管 | qualitative monetary regulation |
| 银行监管 | bank supervision |
| 银行监管当局 | banking supervisory authority |
| 阿尔及利亚证券交易所监督和经营委员会 | Algeria Commission d'Organisation et de Surveillance des Operations de Bourse |
| 集中监管 | centralized regulation |
| 需经证监会批准收取的费用 | fees approved by Commission |
| 非监管措施 | non-regulatory measure |
| 风险监控措施 | risk measures |
| 风险监管 | risk-based regulation |
| 风险监管标准 | risk supervision norms |
| 风险目标监测系统 | risk targeting system |
| 香港证监会审计委员会 | audit committee |
| 香港证监会投资者调查 | SFC investor survey |
| 高风险监控 | monitor of high-risk profile |
| 鲨鱼动向监视者监视企图进行收购的公司的早期动向，帮助客户提前防范被收购的可能 | shark watcher |
