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Terms for subject Securities containing 人员 | all forms | in specified order only
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一线人员直接面对客户的人员front-office staff
专职人员dedicated person
个人会员香港联合交易所有限公司individual member Stock Exchange of Hong Kong Limited
个人结算会员individual clearing member
主管人员executive
主要专业人员的确认identifying key professionals
主要专业人员认定identifying key professionals
交割人员settlement clerk
交收人员settlement clerk
人员超编overstaffed
从业人员practitioner
以职业人员身份执业act in professional capacity
企业高级主管人员保险key executive insurance
会员经纪人board broker
全国人大常委法制工作委员会中国Legislative Affairs Commission of the National People's Congress Standing Committee
公司管理人员的责任duty of officers of corporation
公司管理层人员的责任liability of officers of corporation
公司高管人员officers of corporation
关键投资人员key investment personnel
内地与香港关于建立更紧密经贸关系的安排一一与证券与期货人员资格有关的安排Mainland/Hong Kong Closer Economic Partnership Arrangement-Arrangements Relating to Qualifications of Securities and Futures Industry Practitioners
内幕人员交易insider dealing
内幕者人员insider
内部人员交易法Insider Trading Act
内部人员购买insider buying
冒充证监会人员pretending to be CSRC staff
分流富余人员dispersion of redundant employees
卖方分析人员sell-side analysts
受托人委员会board of trustees
受托人委员会board of managers
后台机构工作人员back-office staff
咨询顾问人员及咨询公司机构名录consultants and consulting firms directory
审核人员reviewer
审计人员的独立性independence of auditor
审议人员reviewer
对执行人员决定的审核review of executive decisions
市场从业人员market practitioner
市场从业人员market participant
市场执业人员market practitioner
执行人员股票期权认购计划executive share option scheme
指定的监察人员designated compliance officer
政府人员办的关联企业political crony
数理财经分析人员fundamentalist
最高层管理人员top management
期货从业人员futures industry practitioners
法律从业人员legal practitioner
破产清算执业人员insolvency practitioner
破产清算执业人员委员会Insolvency Practitioners Committee
私人股票分析员private equity analyst
税务人员exciseman
管理人员报酬整体方案executive compensation package
管理人员报酬计划executive compensation plan
管理人员的培养management development
经理人员executive
经理人员报酬executive compensation
职员在编人数staff complement
营销人员marketeer
被禁止的人员prohibited person (股市上)
证券业从业人员securities practitioner
证券机构高管人员任职资格管理暂行办法港Provisional Regulations on the Administration of Qualifications of Senior Management of Securities Institutions
证券销售人员securities salesperson
负责的合规人员designated compliance officer
选择管理人员selecting managerial personnel
银行业人员banking personel
非会员股票经纪人stag
顾问/咨询人员advisers/consultants
高层放贷人员控制senior lender control
高层管理人员senior management

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