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上市公司董事会行为规范Code of Conduct of Directorate of Listed Company
不为市场约束指令market not held order
不为盈利not for profit
不作为omit to do
不作为non-feasance
不作为inaction
不分为单位的成分基金non-unitized constituent fund
不妥行为improper conduct
不容忍股市上投资人的任何违法行为zero tolerance of investors5 illegal behaviors in stock market
不当交易行为improper dealing practice
不当行为irregularity
不当行为misconduct
不当行为improper conduct
不择手段行为sharp practice
不正当商业行为规则illicit commercial practices regulation
不法行为illegal practices
不诚实行为证券交易中dishonest behavior
专业行为规定及规则professional conduct rules and regulations
专业行为规范code of conduct regulation
业务行为准则conduct of business rule
业务行为守则code of business conduct
严重违法行为serious illegal act
为举行股东大会暂停一天交易one-day trading suspension for holding the general meeting
为买人而售出证券proceeds sale
为了零售股份发出的临时凭证scrip certificate issued for fractional shares
为他人保管的证券securities deposited for others
为他人清偿欠款settle another's account
为偿付债务再筹资refinancing of debt service payments
为公众承担责任accountability to the public
为公司财务服务的银行业务corporate banking
为……出高价offer a high price for
为华尔街解困bailout for Wall Street
为在海外使用资金而在海外发行的债券out to out external bond
为实物投资而发行的股票issuance of capital stock for noncash assets
为客户代管资产assets held for clients
为客户开设的账户保密keeping information confidential for the accounts opened for clients
为延迟而支付的利息interest for delay/delinquency
为扩大经营而收购控制其下游公司forward integration
为投资者提供的信息information for investors
为……担保give security for
为招揽顾客而降价出售的商品loss leader
为收购制造法律障碍create legal obstacles to the takeover
为潜在的收购定价pricing a potential acquisition
为第三方代收现金服务cash collection on behalf of the third part
为第三方担保贷款secure a loan for a third party
为……而努力shoot for
为股东创造价值creating value for shareholders
为股东服务shareholder services
为股东的最佳利益着想in the best interests of shareholders
为股东的最佳利益而行动act in the best interest of shareholders
为股市经纪人揽生意者bird dog
为获取垄断权而进行的兼并mergers for monopoly power
为补偿亏损而发行的票据deficiency bill
为认股而提供的贷款offer a loan for subscription
为购买证券融资funding of securities purchase
为购置财产而发行的股票stock issued for property
为防通胀而套购hedge against inflation
为非授权交易承担责任证券交易中assume responsibility for unauthorized trades
也就是面值为12.5美元的股票eighth stock
买家可能为目标公司债务承担的责任buyer's potential liability for target's debts
交易不规范行为trading irregularity
交易厅行为监察委员会港Floor Conduct Committee
交易行为trading practice
交易行为规则trading practices rule
交易违规行为trading irregularity
人为浮动managed float
人为设定虚假股价fixing artificial prices for shares
从众行为不是分析后决策而是随大流herding
从众行为herd behaviour
从粗放经济转变为集约经济shift from extensive economy to intensive economy
代为垫付advance money for another
代为观看公告牌号码经纪商在离开交易现场时,请另一经纪商察看其公司号码是否出现在公告牌上，如出现，他要帮忙到场内的交易室去办理相关事宜watch my number
以一定收益为基准的证券购人buying on a yield basis
以上年度为基础preceding year basis
以业绩为导向的激励机制performance-oriented incentive mechanism
以……为代价in consideration of
以……为单位denominated in...
以主事人身份作为交易的一方party to transaction as principal
以互联网为中心交易市场mission-critical internet
以交易/订单为基础的制度order-based system
以交易订单为导向的自动调节市场order-driven automated market
以人为方式设定价格fixing an artificial price
以价值为基础定价value based pricing
以价值为基础的策略value based strategy
以价值为导向的投资理念value oriented investing philosophy
以价格为标准的交易者price-level trader
以信息披露为基础的disclosure-based
以公有制为主导的股份公司stock company with public ownership as the mainstay
以出售为准subject to sale
以合同为准subject to contract
以实物为利息的债券pay-in-kind bond
以实物为股息的优先股pay-in-kind preferred share
以客户为中心的机构customer-centric organization
以客户为本的组织customer-centric organization
以工资收人为基础的人股计划Payroll-based Stock Ownership Plan
以开证银行为收货人unto issuing bank
以意见为准subject to opinion
以投资为导向的项目investment-oriented project
以持有的股份数量为限extent of their respective shareholdings
以提前售出为准的报盘subject to prior sale
以散户业务为主retail-oriented
以日历年为基础calendar year basis
以期权为基础的估价option-based valuation
以某方最后确认为准subject to one's final confirmation
以正式订约为准subject to contract
以消费者为本的经济consumer-oriented economy
以盈利为目的的法人如股份公司association for purposes of profit
以监管机构考核为准的merit-based
以科技股为主的纳斯达克technology-laden NASDAQ
以科技股为主的纳斯达克technology-heavy NASDAQ
以索赔申请人为单位计算per claimant basis
以索赔申请人为单位计算赔偿额per claimant level of compensation
以经纪人为单位的赔偿限额per broker limit
以结转扣减为基础的交易carryover basis transaction
以绩效为衡量标准的激励机制performance-oriented incentive mechanism
以美元为单位的外币期权dollar-denominated foreign currency option
以股票作为红利发放dividend in specie
以获取利润为目的的不动产investment property
以证券为担保的贷款者taker in
以评估为基础的指数appraisal-based indexes
以谋利为导向的profit seeking
以货币为代价money consideration
以资产净值为基础评估Net Assets Value based valuations
以资产或成本为基础的收购assets or cost basis acquisitions
以资产调整作为防止收购的手段assets adjustment as a takeover defense
以避险为出发点的方法risk-based approach
以避险为基础的方法risk-based approach
以银行为基础的公司治理体制bank-based corporate governance system
以问责性风险为本的监管accountable risk-based regulation
以风险为基础的押金计算法risk based algorithm
价值为零的权证zero-value warrant
价格为100美元的1/8的股票eighth stock
企业扭亏为盈turn a loss making firm into a profitable one
企业融资顾问行为准则Corporate Finance Adviser Code of Conduct (中国香港证监会)
优先股转为普通股的资本capital from conversion of preferred stock to common stock
作为合伙人的投资银行investment firms as partners
作为外国公司的美国公司US corporation as foreign corporation
作为对冲基金投资者的公司corporations as hedge fund investor
作为投机风险的基础as basis for risk of speculation
作为抵消的债权claim for set off
作为担保品的资产assets pledged as collateral
作为担保物的票据bill deposited as collateral security
作为流动资产的投资investments classifiable as current assets
作为美国公司的外国公司foreign corporation as U. S. corporation
作为融资手段的债务与权益互换debt-equity swap as financing technique
作为资产收购的股票收购stock acquisition as asset acquisition
作为资本市场投资工具的股票stock as capital market instrument
侵权行为的诉权claim in tort
债券转换为股票conversion into capital stock
债务约束行为debt-bonding activity
先下手为强early mover advantage
公司不当行为corporate wrongdoing
公司不良行为corporate misconduct
公司行为事宜corporate action matters
公认行为准则established rules of conduct
减少在证券期货交易中的违法行为minimize crime in securities and futures transaction
分为五个级别的评级V-ratings
列为损失charge off
利润转化为平均利润conversion of profit into average
利益短期化的投资行为behavior of pursuing short term interests
到……日为止as at
制止涉嫌违规行为stop the suspected illegal conducts
制止过度炒作行为curb excessive speculation
制裁市场上的非法行为crack down on illegal behaviors in market
剩余价值转化为利润conversion of surplus-value into profit
化为零计算round to nil
化分为单位unitize
化整为零的洗黑钱方法money laundering
化整为零的洗黑钱方法smurfing
华尔街投行最为剧烈的转变radical change for Wall Street investment banks
受托为他人保管in trust for
变财产为现金meltdown
变为金边证券的英镑权证sterling warrants into gilt-edged securities
变为金边证券的英镑认股权sterling warrants into gilt-edged securities
可成为无效voidable
可疑违规行为的调查和处置investigation and disposal of suspicious violation of rules
合为一体knot
商业行为准则business conduct rule
因侵权行为产生的索赔权claim in tort
因市场不当行为而需承担的民事责任civil liability for market misconduct
国家行为原则act of state doctrine
垄断定价行为monopolistic pricing behavior
基金经理行为准则香港证监会Fund Manager Code of Conduct
大股东的投机违法行为big speculative stockholders' illegal behaviors
契约性行为contractual performance
委托人对受托人行为负责respondent superior
审计企业债务渎职行为audit of enterprise liabilities malpractices
客户为先的原则client priority
对外投资的信息披露行为disclosure of outward investment
对市场上的非法行为采取严厉措施crack down on illegal behaviors in market
尽力而为act with due diligence
已买人并认为是适合保存的股票hold
已确立的行为规范established rules of conduct
市场不当行为market misconduct
市场不当行为market malpractice
市场不法行为market misconduct
市场操纵行为market manipulation
市场行为market conduct
强化打击证券交易违法违规行为的力度enhancing the strike on behaviors breaking laws or regulations in securities trade
徇私舞弊行为abusive practice
徇私舞弊行为abusive conduct
成为合伙人become partner
成为次贷的人质hostage to the subprime loans
成为股东become shareholder
成员对公司犯罪行为应负担的法律责任liability of members for offences by corporation
打击证券交易中违法违规行为crack down on behaviors breaking laws or regulations in securities trade
执法行为enforcement action
扭亏为盈turn losses into gains
扭亏为盈turn a loss into profit
投资者理性的行为rational behaviour of investor
折产为股spinoff
拥有作为合伙人的利益owning a partnership interest
捕食行为占优势的公司把价格定在成本以下造成对其他公司的损害或威慑,从而阻止潜在的人场竞争者predatory behavior
损害股东利益的行为act detrimental to shareholder's interest
接受有价证券作为抵押take in
控制亏损行为loss control activity
控制过度放贷行为curb aggressive lending practices
摩根士丹利成为银行控股公司Morgan Stanley becoming bank holding companies
操控行为manipulative conduct
操纵行为manipulative conduct
故意或疏忽行为股市上wilful or negligent act
故意的不当行为wilful misconduct
新行为准则new conduct rules
无为信托passive trust
易变为现金collectible
有害的交易行为证券交易中harmful trading behaviors
有意胡作非为wilful misconduct
有权转换为固定利率的浮动利率票据floating rate note with fixed rate conversion option
服务费为唯一报酬fee only compensation
期望值为正的资金管理good bets in money management
期望值为零的资金管理fair bets in money management
期满为止runoff
未成为现实的损失unrealized loss
本年到目前为止year to date
本年度截至现在为止本年1月 1日至今天year to date
根据侵权行为提起的诉讼拉action ex delicto
欺诈性行为deceptive practices
欺诈或不诚实行为fraudulent or dishonest act
欺诈行为swindle
欺诈行为fraudulent conduct
欺骗性披露行为deceptive disclosure practices
正常投资行为normal investment practice
民事的侵权行为者tortfeasor
泛用职权行为abusive practice
泛用职权行为abusive conduct
浮沫堆积成为一个总的泡沫股市上froth bubbles add up to an aggregate bubble
涉嫌犯罪或不良行为suspected crimes or misconduct
混合所有公有制为主的股份公司stock company under mixed ownership with public ownership rights as the principal part
犯有过失行为罪guilty of misconduct
现货转为期货exchange for futures (的现金支付)
监督客户交易行为supervise clients' trading behavior
盗版行为piracy
票据行为act of bill
禁止的交易行为股市上prohibited trading acts
禁止证券欺诈行为暂行办法港Provisional Measures Prohibiting Fraudulent Conduct Relating to Securities
策略性投资行为strategic investment behavior
细分为单位unitize
经营行为business behavior
经营行为守则code of business conduct
结存为负negative balance
结存为零zero balance
网上为投资者账户核对股票online check of shares for investor accounts
羊群行为herd behaviour
职能失调的行为与当局目标冲突的行为dysfunctional behaviour
联邦侵权行为索赔法Federal Tort Claims Act
联邦贿赂行为法美Federal Corrupt Practices Act
股价中人为的因素human factor in stock prices
胜者为王winner-take-all
胜者为王市场拼杀中rewarding of success
营造虚假繁荣行为manipulative conduct
行为一致behavior congruence
行为不当guilty of misconduct
行为不当act improperly
行为假设behavioural hypothesis
行为准则standards of conduct
行为准则model code
行为合伙人partner by estoppel
行为正当proper conduct
行为状况behavioural aspects
行为范围behavioural aspects
行为规范model code
行为规范ethical norm
行为资产定价模型behavioral asset pricing model
行为资产组合理论behavioral portfolio theory
被视为同意to be deemed to consent
被认为失效的市场market deemed to fail
规范上市公司董事的交易行为regulate the trading behavior of listed companies' directors
规范……行为regularize... behavior
视为增值税value-added tax
视为已获执照deemed to have been licensed
视为拥有企业权益的条款corporate interests deeming provisions
视为被撤销deemed revocation
触价后转为市价订单market-if-touched order
触价后转为市价订单Market-If-Touched orders
证券互惠行为soft dollar practice
证券交易中的欺骗行为fraudulent acts in securities trading
证券罪犯危害行为的种类categories of dangerous acts of securities criminal
评级为 AAA 的巨头企业triple-A titan
评级为 AAA 级的债券bonds rated AAA level
诈骗行为swindle
谨慎行为act with prudence
败者为寇市场拼杀中weeding out of failure
资本市场中的不法和犯罪行为illegal and criminal behaviors in capital market
资本股息转为股份capital divided into shares
资本转化为产品convert the capital into products
跌为负值dip into red
转为坚挺firm up
转为资本plowback
转为资本capitalize
转亏为盈make good the deficit
转变为股份公司的大中型企业large and medium-sized state-owned enterprises turned into corporate enterprise
转变为股份合作制的小企业small enterprises changed into shareholding cooperatives
转让行为conveyancing
转让证券作为贷款担保transfer of securities as security for a loan
轻微违反纪律行为summary offence
迄今为止最高all-time-high
过失行为negligent act
违法违规行为behavior breaking law or regulation
违规行为non-compliance
违规行为irregularity
违规行为breach
追风行为herd behaviour
适合列为本金的项目items applicable to principal (or to income)
逃汇行为evasion of foreign exchange
重大违法行为commit major illegal act
重新打包为债务抵押债券repackaged in the form of collateralised debt obligations (CDO)
金融行业不负责任的行为irresponsible conduct of the financial sector
金融违规行为financial irregularity
金融违规行为financial irregularity/impropriety
金融违规行为financial impropriety
限制做空行为short-selling curbed
限制董事会行为restriction of board action
陷人抵押贷款债务成为无辜的受害者mire in mortgage debt as innocent victims
隐瞒挪用资产的行为concealing misappropriation
零利率为基础的预算zero based budgeting
雷曼兄弟已成为历史华尔街第四大投资银行已于2008年9月破产Lehman Brothers already gone
非正常交易行为abnormal trading behavior
非法行为illegal conduct
非理性投资行为irrational investment behaviors
证券交易所开的 非诉讼行为证书no-action letter
靠息票为生的阶层clipping coupons class
面值为25美元的股票quarter stock

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