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Terms for subject Securities containing By | all forms | exact matches only
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abide by contract守合同
abide by contract遵协议
abide by the law遵守法律
abide by the relevant rules stipulated by the CSRC遵守证监会的相关规定
acceptor by intervention票据的参加承兑人
acknowledgement by the debtor债务人承认债务
admission by investment投资准人
agency by estoppel表见代理
agreement on exercising voting right by proxy代理执行投票权协议
amount of capital invested by the owner股东投资金额
annual dividend per share by ex date除息日前每股红利
application acceptance by the securities regulatory commission证监会受理申请
application approval by the securities regulatory commission证监会批准申请
approval by authority经权力部门批准
assets acquired by exchange通过交换取得资产
assets acquired by exchange换得资产
audit by test and scrutiny抽查和细查审计法
authorization by direction指导授权
authorization by instruction指示授权
authorization by warrant批准授权
Best Practice Guide on Financial Disclosure by Authorized Institutions授权机构财务披露的最佳实施指导港
biased by interest因利益关系而偏袒
bonds rated by a credit rating agency经评级机构评级的债券
book keeping by double entry复式簿记方法
broken down by category按类细分
buying by institutional investor投资机构购人
by absolute return按绝对收益
by bidder装作竞争的人
by bidder抬价出售者
by bidder受人指使哄抬物价
by executive通过执行人执行
by executive按执行人
by market capitalization按资本总值
by market capitalization按总市值
by PE decile复合年度收益率按市盈率分组后各组情况
by PE decile按复合年度收益率按分组
by risk按风险
by risk adjusted return按风险调整收益
by Sharpe ratio按夏普指数
by standard deviation按收益标准差
by the book守法
by the book按既定方针
by the job买卖股票等
by the job计件作业
capital invested by stockholders股东投人的资本
cash generated by share每股所产生的现金
cash generated by share每股所获现金额
cash provided by operation经营产生的现金收人
claim secured by a lien留置权担保的债权
claim secured by mortgage抵押权担保的债权
claims by third party第三方诉讼
claims by third party第三方索赔
collapse of securities market caused by a drastic price drop崩盘证券市场因行情暴跌而全面崩溃
combined schedule of investment by fund基金投资合并表
company by-laws公司早程
company by-laws公司规则
company limited by guarantee责任有限公司
company organized by limited and unlimited shareholders两合公司 (由有限责任和无限责任持股人组成)
compliance by exchange participants交易所参与者遵守的规则
compound annual returns by decade每10年年度复合回报
consolidation by purchase收购式合并
contribution by segment部门贡献
contribution by segment核算单位贡献额
cool demand for stock by increasing trade tax通过增加印花税减少对股票的需求
credit granted by supplier卖方信贷
credit stand-by后备信贷
creditor whose claim is secured by a lien留置权保障的债权人
debt held by the public公众持有的债务凭证
decile sorting of stocks by market value按市值对股票分组
department authorized by the State Council国务院授权的部门
depreciation by fixed installment固定分期付款折旧
depreciation by fixed percentage of cost固定成本百分比折旧
depreciation by percentage of original cost原始成本百分比贬值
depreciation by reducing installment因减少分期付款贬值
depreciation by sinking fund沉淀基金折旧
depreciation by sinking fund偿债基金折旧
depreciation by straight-line直线折旧
determine by consultation协商确定……
determining price by reference to buyer's/seller's stock price通过参考买卖双方股价确定价格
dishonour by non-payment由于付款不足而退票
distribution by coupon息票分配
distribution by maturity到期分配
dominated by bears受熊市支配
dominated by bulls受牛市支配
draft by negotiation汇票议付
driven-by venture capital由风险投资驱动的
encroachment upon capitals of listed companies by major shareholders大股东侵占上市公司资本
enforcement of claims barred by limitation执行时效已完成债权
enterprise solely funded by the state国有独资企业
error by good faith善意失误
exchange rate quoted by banks银行汇率报价
facilitate the subscription by investor方便投资者认购
federal debt held by the public公众持有的联邦债务美
fees approved by Commission需经证监会批准收取的费用
financial disclosure by incorporated authorized institution注册授权机构披露的财务资料
fixed deposit by instalments零存整取
fly-by-night不可信任的
fly-by-night获利就离场的
fly-by-night企图卷款逃走的公司
fund raised by local revenue地方财政自筹基金
funds owned by enterprise企业自有资金
funds provided by equity股本提供的资金
funds raised by the locality地方自筹资金
gaining profit by affecting the share price通过影响股价获利
get money back by sharing the profits分享利润收回投资
governed by a trust受信托管限
growth by acquisition通过收购增长
Guidance on the Vetting and Regulation of the Applications by Domestic Enterprises for Getting Listed on Hong Kong Growth Enterprise Market境内企业申请到香港创业板上市审批与监管指引
inadequate supervision by management管理层监管欠佳
inadequate supervision by management管理层监管不力
incorporation by means of shares offer招股集资建立
incorporation by means of shares offer募集资金成立
incorporation by means of sponsorship赞助成立
incorporation by means of sponsorship发起成立
investigation by buyer买方调查
issue by denomination按面值发行
issue by middle price按中间价位发行
issued on a discount basis by tenders通过招标以贴现方式发行
L/C available by draft at sight凭即期汇票支付的信用证
lender expenses payable by borrower借款人应付放款人费用
liability of members for offences by corporation成员对公司犯罪行为应负担的法律责任
liability represented by outstanding coupon未付息票欠债
limited by guarantee保证有限偿还
limited by share按股份制偿还
liquidation by assignment转让清算
listed companies' non-operational capital occupied by major shareholders大股东占用的上市公司的非经营性资本
listing by introduction以介绍方式上市
loan secured by stock and bond有价证券担保借款
losses incurred by enterprises in one’s operation企业经营亏损
mandated by SEC证监会监督
margin used by investors for short purchase and short sales投资者用于空头交易的保证金
market influenced by sentiment受情绪影响的股市
matters reportable by auditors审计师应报告事宜
measured by profits用利润衡量
mechanism of raising funds by shares股本融资机制
merger and acquisition by equity exchange股权置换式并购
merger by absorption吸收式合并
minimal capital required by law规定最低资本额
misappropriating the securities entrusted by clients挪用客户委托的证券
Model Code for Securities Transactions by Directors of Listed Issuers上市公司董事证券交易的规范守则
most active stocks by turnover rate按换手率比较最活跃的股票
most active stocks by value按交易金额比较最活跃的股票
negotiation by draft汇票交易
netting by master agreement以统一协议方式进行净额结算
new record of subscription set by retail investors散户的认购纪录
non-acceptance by buyer买方不接受
notification by agents代理人所作的通报
number of shares held by consignor委托人持有股数
obligation by shares按份额摊销的债务
obtain goods/money by false pretence诈取财产/金钱
off-board trading by Exchange Members交易所会员场外交易规则
offer by prospectus公开发售证券
offer by prospectus通过招股书发行
offer by sale销售发行
offer by subscription认购发行
offer by subscription公开招股
offer by tender招标发售股份
offer good until withdrawn by seller卖方撤回前有效要价
offer good until withdrawn by seller直至卖方取消前要价一直有效
one-by-one disclosure of salary of directors董事工资逐一公布
overdraft by local banks本地银行透支
partner by estoppel行为合伙人
partner by estoppel表见合伙人
pay by instalments分期付款
pay by lump sum一次性付全款
payment by cash付现金
payment by instalment分期付款
payment by mistake误付
payment by remittance汇付
payment by remittance汇款付给
payment by transfer调款支付
payoff by instalment分期付清
percent held by institution机构持有的百分比
portfolio allocation by region按区域进行证券组合配置/配售
precaution measures against technical risks required by Exchange证券交易所规定的防止技术风险的预警措施
premises accessible for visit by regulators监管者可进行查访之处
pre-takeover trading by the large shareholder接管前大股东的交易
price raising by grade升级提价
progress of approval by the securities regulatory commission证监会核准进展情况
project-by-project approach逐项处理方法
project-by-project approach个案处理方式
property owned by central government央产
property owned by central government中央政府资产
proposal disapproved by the shareholders' meetings股东大会否决议案
prosecution of certain offences by Commission证监会就某些罪行提起诉讼
public company organized by limited and unlimited shareholders股份两合公司
purchase by grade按质量等级收购
put under centralized management by specialized departments归口管理
quantitative constraints generated by regulatory capital由调控资本所产生的量化约束
raise capital by floating shares招股集资
raise funds by offering high interest高息集资
ranking stocks by market value按市值对股票排序
record keeping by stock lender股票借出人留存记录
redemption of stock by distribution of net profit通过分配净利润赎回股票
remittance by treasury order国库汇款
repayable by instalments分期还款
repaying debts by shares以股还债
reporting stockholder's equity by sources按来源报告股东的股权
require approval by a simple majority i. e. 50% of the votes只需要简单多数即50%票数批准即可
responsibilities and risks borne by the shareholders in proportion to their shares股东按持股比例承担责任和风险
responsibility system for key projects funded by treasury bonds国债资金重点项目责任制
restriction by acquirer's home country收购者国家的限制
restriction on sale of shares by controlling investor限制大股东出售股票
retirement by instalment分期偿付
risk in uncertainty of approval by relevant authorities未获有关机构批准的风险
rumors caused by gossip流言蜚语所形成的谣传股市上
rumors caused by misleading reports误导报告造成的谣传股市上
sale by inspection直接验货交易
sale by proxy代理销售证券发行人委托承销商向投资人销售证券
sale by real cash现金出售
sale by specification凭说明书交易
sale by specification按规格销售
sale by standard按标准出售
sale by type按种类出售
sale by type按品级出售
sale of assets by combining companies因公司合并出售资产
savings by investing in securities有价证券储蓄
savings by investing in securities投资有价证券储蓄
securities backed by subprime mortgages次级债券美
securities backed by subprime mortgages次级抵押贷款担保证券
securities issued by affiliated company联营公司发行的证券
security by bond担保契据式的担保
self-evaluation report by listed company上市公司自我评估报告
sell by auction拍卖出售
settle a debt by payment偿清债务
settle by compromise妥协解决
settle by compromise和解解决
settlement by autopay自动转账结算
settlement by delivery of securities证券交付结算方式
shares owned by corporation公司持股
shares owned by corporation法人持股
shares owned by corporation社团持股
short-term trading by the directors and senior management董事高管短线交易公司股票
side-by-side trading联手交易
solicit securities underwriting business by means of unfair competition通过不正当手段招揽证券承销业务
stand by surcharge待时费
stand by underwriting余额包销
standing by cost准备费用
stock acquired by borrowing借人的股票
stock acquired by borrowing借来的股票
stock quotes offered by...由……提出的股票报价
submitting files for examination by issuance examination commission提交发行审核委员会审核的报告
subsidiary acquired by exchange of shares通过交换股票收购的子公司
takeover by agreement协议收购
takeover by offer要约收购
tenancy by the entirety所有权益
tenancy by the entirety共同持有
tenancy by the entirety全部权益
tenants by the entireties联合持有
trade by appointment约定交易股票
trade by trade settlement逐笔结算
trades by appointment约定交易
trading securities by misappropriating public funds挪用公款进行证券交易
transferor by delivery交割转让人
trust by declaration声明信托
US business controlled by foreign person外国人控制的美国企业
value shown by the book of the fund基金账面价格
verification and appraisal by external audit外部审计的审核与评估
verification by challenge通过质疑审核
verification by consent征得同意进行核实/审核
vote by voting group集体表决
voting by foot用脚投票股东对公司的管理表示不满
widely accepted by the market被市场广泛接受的
working capital generated by operations生产经营所产生的流动资金
writing off expenditures by installment分期冲销支出
writing off expenditures by installment摊提
year by year system逐年制

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